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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$34K – – –
AWA
52
Acorn Wealth Advisors
Michigan
$26K +$441 +24 +2%
TSW
53
Thompson Siegel & Walmsley
Virginia
$21K – – –
ASN
54
Advisory Services Network
Georgia
$18K – – –
MFW
55
Mosaic Family Wealth
Missouri
$18K – – –
GRP
56
Global Retirement Partners
California
$17K – – –
SEI Investments
57
SEI Investments
Pennsylvania
$15K – – –
TC
58
Trilogy Capital
California
$15K +$15.5K +846 New
WAP
59
Wealthcare Advisory Partners
Pennsylvania
$12K +$11.9K +650 New
DAM
60
Delta Asset Management
Tennessee
$11K – – –
SIS
61
Sound Income Strategies
Florida
$11K – – –
SWM
62
SeaCrest Wealth Management
New York
$9K -$4.29K -234 -32%
BWM
63
Baystate Wealth Management
Massachusetts
$9K – – –
JCM
64
Jacobi Capital Management
Pennsylvania
$6K +$110 +6 +2%
CCM
65
Cribstone Capital Management
Maine
$5K – – –
HS
66
Horan Securities
United States
$4K – – –
Citigroup
67
Citigroup
New York
$2K -$28.7K -1,561 -94%
SFSIG
68
San Francisco Sentry Investment Group
California
$2K – – –
FSA
69
Financial Sense Advisors
California
– -$1.58M -83,871 Closed
Bank of Nova Scotia
70
Bank of Nova Scotia
Ontario, Canada
– -$1.18M -62,547 Closed
Millennium Management
71
Millennium Management
New York
– -$306K -16,252 Closed
LNC
72
Lincoln National Corp
Pennsylvania
– -$245K -12,995 Closed
CA
73
Calton & Associates
Florida
– -$60K -3,141 Closed
GBT
74
Grove Bank & Trust
Florida
– -$30K -1,600 Closed
PCG
75
Private Capital Group
Connecticut
– -$38K -1,564 Closed