TSW
DIAX

Thompson Siegel & Walmsley’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Thompson Siegel & Walmsley’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2018
Q2 		– Sell
-1,157
Closed -$21K – 799
2018
Q1 		$21K Hold
1,157
– – ﹤0.01% 614
2017
Q4 		$22K Hold
1,157
– – ﹤0.01% 642
2017
Q3 		$20K Buy
+1,157
New +$19.3K ﹤0.01% 648

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Thompson Siegel & Walmsley's DIAX Position: Q2 2018 in Review

Thompson Siegel & Walmsley sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q2 2018, closing a stake of 1,157 shares — an estimated $21K sold.

Thompson Siegel & Walmsley first reported a position in DIAX in Q3 2017 and held it in 3 quarters. The position peaked at $22K in Q4 2017. 67 funds tracked by Wall St. Rank hold DIAX as of Q2 2018.

  • Thompson Siegel & Walmsley reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q2 2018 after selling out during the quarter.
  • Thompson Siegel & Walmsley sold 1,157 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q2 2018, an estimated $21K.
  • Thompson Siegel & Walmsley first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2017 and held it in 3 quarters.
  • Thompson Siegel & Walmsley's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $22K in Q4 2017.
  • 67 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q2 2018.

Based on Thompson Siegel & Walmsley's 13F filing for Q2 2018, filed 9 Aug 2018.