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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
ICAS
26
Investors Capital Advisory Services
Massachusetts
$532K – – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$443K -$111K -7,278 -20%
OC
28
Oppenheimer & Co
New York
$407K -$15.2K -1,000 -4%
KeyBank National Association
29
KeyBank National Association
Ohio
$389K +$77.2K +5,086 +24%
JMPWA
30
JP Morgan Private Wealth Advisors
California
$382K +$83.5K +5,500 +27%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$325K +$201K +13,264 +154%
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$305K -$85.6K -5,634 -22%
Ameriprise
33
Ameriprise
Minnesota
$234K +$83.8K +5,520 +54%
FAAS
34
First Allied Advisory Services
California
$221K +$61.2K +4,028 +37%
LCM
35
Landscape Capital Management
New Jersey
$215K +$220K +14,506 New
HFS
36
HL Financial Services
Kentucky
$193K – – –
AIG
37
American International Group
New York
$182K -$72.8K -4,795 -28%
Goldman Sachs
38
Goldman Sachs
New York
$180K +$5.54K +365 +3%
MFS
39
MSI Financial Services
Massachusetts
$179K +$9.25K +609 +5%
NPC
40
National Planning Corporation
California
$173K +$61 +4 +0%
Creative Planning
41
Creative Planning
Kansas
$168K +$47.8K +3,145 +38%
PA
42
Pinnacle Associates
New York
$162K -$12.2K -800 -7%
SFS
43
Shaker Financial Services
Virginia
$148K -$1.18M -77,594 -89%
NFG
44
Next Financial Group
Texas
$124K +$109K +7,191 +595%
Citigroup
45
Citigroup
New York
$58K -$13.5K -886 -18%
RWM
46
Rezny Wealth Management
Florida
$57K +$58.9K +3,879 New
SNT
47
Security National Trust
West Virginia
$44K – – –
US Bancorp
48
US Bancorp
Minnesota
$32K +$32.9K +2,165 New
Bank of Montreal
49
Bank of Montreal
Ontario, Canada
$29K – – –
AA
50
Apriem Advisors
California
$19K -$22.8K -1,500 -54%