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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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Name Holding Trade Value Shares
Change 		Change in
Stake
AIG
26
American International Group
New York
$367K +$383K +23,795 New
KeyBank National Association
27
KeyBank National Association
Ohio
$325K +$340K +21,090 New
BNP Paribas Financial Markets
28
BNP Paribas Financial Markets
France
$286K +$299K +18,576 New
NPC
29
National Planning Corporation
California
$222K +$232K +14,401 New
HFS
30
HL Financial Services
Kentucky
$200K +$209K +13,000 New
OC
31
Oppenheimer & Co
New York
$199K +$208K +12,943 New
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$169K +$176K +10,957 New
MFS
33
MSI Financial Services
Massachusetts
$134K +$140K +8,703 New
Creative Planning
34
Creative Planning
Kansas
$126K +$132K +8,189 New
BRWA
35
B. Riley Wealth Advisors
Florida
$105K +$110K +6,820 New
TRCT
36
Tower Research Capital (TRC)
New York
$89K +$93.1K +5,779 New
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$78K +$81.4K +5,054 New
Citigroup
38
Citigroup
New York
$74K +$77.3K +4,801 New
WA
39
WFG Advisors
Texas
$70K +$73.3K +4,551 New
SNT
40
Security National Trust
West Virginia
$46K +$47.9K +2,976 New
AA
41
Apriem Advisors
California
$43K +$44.6K +2,767 New
KA
42
Klingman & Associates
New York
$26K – – –
WRM
43
Westport Resources Management
Connecticut
$20K +$20.9K +1,296 New
NFG
44
Next Financial Group
Texas
$19K +$19.5K +1,209 New
PSI
45
Pinnacle Summer Investments
Virginia
$19K +$20.2K +1,252 New
NES
46
New England Securities
New York
$14K +$14.1K +876 New
MPWT
47
MassMutual Private Wealth & Trust
Connecticut
$13.3K +$13.9K +864 New
SA
48
SRH Advisors
Kansas
$5K +$4.83K +300 New
WAM
49
Wolverine Asset Management
Illinois
$5K +$6.2K +385 New
BBPWM
50
Blue Bell Private Wealth Management
Pennsylvania
$3K +$3.22K +200 New
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