BRWA
DIAX

B. Riley Wealth Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

B. Riley Wealth Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-15,961
Closed -$244K – 948
2025
Q4 		$244K Sell
15,961
-32
-0.2% -$476 0.01% 790
2025
Q3 		$238K Sell
15,993
-12,421
-44% -$180K 0.01% 821
2025
Q2 		$407K Buy
+28,414
New +$395K 0.02% 606
2024
Q4 		$664K Sell
44,097
-2,742
-6% -$41.6K 0.02% 589
2024
Q3 		$697K Sell
46,839
-1,383
-3% -$19.8K 0.02% 609
2024
Q2 		$689K Buy
48,222
+3,298
+7% +$46.3K 0.02% 675
2024
Q1 		$628K Sell
44,924
-6,401
-12% -$92.4K 0.02% 689
2023
Q4 		$719K Buy
51,325
+6,401
+14% +$87.2K 0.02% 649
2023
Q3 		$628K Buy
44,924
+1,339
+3% +$18.9K 0.02% 689
2023
Q2 		$627K Buy
43,585
+3,590
+9% +$52K 0.01% 754
2023
Q1 		$599K Buy
39,995
+3,308
+9% +$50.2K 0.02% 733
2022
Q4 		$569K Buy
36,687
+12,440
+51% +$189K 0.02% 740
2022
Q3 		$328K Buy
+24,247
New +$376K 0.01% 950
2015
Q1 		– Sell
-6,820
Closed -$105 – 896
2014
Q4 		$105 Buy
+6,820
New +$110K ﹤0.01% 1694

Other funds holding DIAX

SC
Stolper & Co Tulsa, Oklahoma $387M AUM 25.53% 1-Year Est. Return
FAM
Formidable Asset Management Cincinnati, Ohio $629M AUM 15.56% 1-Year Est. Return
PTC
Private Trust Company Cleveland, Ohio $1.25B AUM 29.12% 1-Year Est. Return

B. Riley Wealth Advisors's DIAX Position: Q1 2026 in Review

B. Riley Wealth Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q1 2026, closing a stake of 15,961 shares — an estimated $244K sold.

B. Riley Wealth Advisors first reported a position in DIAX in Q4 2014 and held it in 14 quarters. The position peaked at $719K in Q4 2023. 3 funds tracked by Wall St. Rank hold DIAX as of Q1 2026.

  • B. Riley Wealth Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q1 2026 after selling out during the quarter.
  • B. Riley Wealth Advisors sold 15,961 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q1 2026, an estimated $244K.
  • B. Riley Wealth Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2014 and held it in 14 quarters.
  • B. Riley Wealth Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $719K in Q4 2023.
  • 3 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q1 2026.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2026, filed 27 Apr 2026.