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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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89 hedge funds and large institutions have $149M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 24 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 24

4% more capital invested

Capital invested by funds: $143M → $149M (+$5.83M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.16% less ownership

Funds ownership: 24.34% → 24.18% (-0.16%)

5% less funds holding

Funds holding: 94 → 89 (-5)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

Holders
89
Holders Change
-5
Holders Change %
-5.32%
% of All Funds
1.55%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
35
Reduced
24
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$3M
2
Invesco
Invesco
Georgia
+$1.26M
3
Wells Fargo
Wells Fargo
California
+$1.24M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$677K
5
UBS Group
UBS Group
Switzerland
+$672K

Top Sellers

Rank Fund Capital Flow
1
ICM
Ionic Capital Management
New York
-$4.3M
2
RCM
Rivernorth Capital Management
Florida
-$2.1M
3
CA
Cornerstone Advisors
North Carolina
-$1.46M
4
Bank of America
Bank of America
North Carolina
-$921K
5
LCM
Landscape Capital Management
New Jersey
-$763K
Name Holding Trade Value Shares
Change 		Change in
Stake
Northern Trust
51
Northern Trust
Illinois
$225K -$18.5K -1,100 -8%
ACM
52
AlphaStar Capital Management
North Carolina
$225K – – –
AA
53
AQR Arbitrage
Connecticut
$223K -$655K -38,952 -75%
CWA
54
Capital Wealth Alliance
Arizona
$195K +$757 +45 +0.4%
Walleye Trading
55
Walleye Trading
New York
$193K -$107K -6,390 -36%
ICMP
56
Integrated Capital Management (Pennsylvania)
Pennsylvania
$178K +$177K +10,516 New
TYCC
57
Texas Yale Capital Corp
Florida
$176K – – –
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$134K – – –
Citigroup
59
Citigroup
New York
$134K +$18.1K +1,079 +16%
SWM
60
Spire Wealth Management
Virginia
$133K – – –
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$115K -$3.73K -222 -3%
Fifth Third Bancorp
62
Fifth Third Bancorp
Ohio
$108K – – –
PGWM
63
Parisi Gray Wealth Management
New Jersey
$102K +$101K +6,000 New
US Bancorp
64
US Bancorp
Minnesota
$93K -$22.9K -1,363 -20%
PGAM
65
Princeton Global Asset Management
New Jersey
$91K -$31.7K -1,886 -26%
FIA
66
FNY Investment Advisers
New York
$85K -$31.7K -1,883 -27%
ASN
67
Advisory Services Network
Georgia
$73K +$72.3K +4,296 New
Rockefeller Capital Management
68
Rockefeller Capital Management
New York
$68K +$320 +19 +0.5%
PFGIA
69
Patriot Financial Group Insurance Agency
Massachusetts
$57K +$488 +29 +0.9%
AWA
70
Arkadios Wealth Advisors
Georgia
$51K +$44.7K +2,655 +688%
BWP
71
Baldwin Wealth Partners
Massachusetts
$44K – – –
PB
72
Pinnacle Bancorp
Nebraska
$37K – – –
APA
73
American Portfolios Advisors
New York
$33.1K – – –
TFGT
74
TS Financial Group (TSFG)
Illinois
$29K – – –
FF
75
FourThought Financial
Florida
$19K – – –
1 2
3
4 5

DIAX Hedge Fund Activity: Q2 2021 in Review

89 of the 5,746 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2021, worth a combined $149M — up 4.1% from $143M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of DIAX and 8 opened new positions — a net loss of 5 holders — while 24 trimmed existing stakes and 35 added.

The largest buyer was Guggenheim Capital, adding an estimated $3M. The largest seller was Ionic Capital Management, cutting an estimated $4.3M.

  • 89 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2021, down from 94 in Q1 2021.
  • Funds reported $149M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2021, up 4.1% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2021 and 13 closed out, a net change of -5 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2021 was Guggenheim Capital, an estimated $3M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2021 was Ionic Capital Management, an estimated $4.3M sold.

Based on aggregated 13F filings for Q2 2021.