Northern Trust’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Northern Trust’s Portfolio DIAX Stock Details DIAX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-15,778	Closed	-$241K	–	4727
2022 Q2	$241K	Buy	15,778 +42	+0.3%	+$672	﹤0.01%	3822
2022 Q1	$261K	Buy	15,736 +2,500	+19%	+$41.9K	﹤0.01%	4017
2021 Q4	$235K	Hold	13,236	–	–	﹤0.01%	4143
2021 Q3	$222K	Hold	13,236	–	–	﹤0.01%	4125
2021 Q2	$225K	Sell	13,236 -1,100	-8%	-$18.5K	﹤0.01%	4107
2021 Q1	$233K	Buy	+14,336	New	+$220K	﹤0.01%	4058

Other funds holding DIAX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Northern Trust's DIAX Position: Q3 2022 in Review

Northern Trust sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q3 2022, closing a stake of 15,778 shares — an estimated $241K sold.

Northern Trust first reported a position in DIAX in Q1 2021 and held it in 6 quarters. The position peaked at $261K in Q1 2022. 73 funds tracked by Wall St. Rank hold DIAX as of Q3 2022.

Northern Trust reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q3 2022 after selling out during the quarter.
Northern Trust sold 15,778 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q3 2022, an estimated $241K.
Northern Trust first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q1 2021 and held it in 6 quarters.
Northern Trust's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $261K in Q1 2022.
73 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q3 2022.

Based on Northern Trust's 13F filing for Q3 2022, filed 14 Nov 2022.