AWA
DIAX

Arkadios Wealth Advisors’s Nuveen Dow 30SM Dynamic Overwrite Fund DIAX Stock Holding History

Arkadios Wealth Advisors’s Portfolio DIAX Stock Details DIAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-790
Closed -$13K – 858
2021
Q3 		$13K Sell
790
-2,251
-74% -$38.8K ﹤0.01% 1366
2021
Q2 		$51K Buy
3,041
+2,655
+688% +$44.7K 0.01% 914
2021
Q1 		$6K Sell
386
-98
-20% -$1.51K ﹤0.01% 1315
2020
Q4 		$7K Buy
+484
New +$6.92K ﹤0.01% 1040

Other funds holding DIAX

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Arkadios Wealth Advisors's DIAX Position: Q4 2021 in Review

Arkadios Wealth Advisors sold out of Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) in Q4 2021, closing a stake of 790 shares — an estimated $13K sold.

Arkadios Wealth Advisors first reported a position in DIAX in Q4 2020 and held it in 4 quarters. The position peaked at $51K in Q2 2021. 77 funds tracked by Wall St. Rank hold DIAX as of Q4 2021.

  • Arkadios Wealth Advisors reported no remaining Nuveen Dow 30SM Dynamic Overwrite Fund position as of Q4 2021 after selling out during the quarter.
  • Arkadios Wealth Advisors sold 790 Nuveen Dow 30SM Dynamic Overwrite Fund shares in Q4 2021, an estimated $13K.
  • Arkadios Wealth Advisors first reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund in Q4 2020 and held it in 4 quarters.
  • Arkadios Wealth Advisors's Nuveen Dow 30SM Dynamic Overwrite Fund position peaked at $51K in Q2 2021.
  • 77 funds tracked by Wall St. Rank held Nuveen Dow 30SM Dynamic Overwrite Fund as of Q4 2021.

Based on Arkadios Wealth Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.