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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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68 hedge funds and large institutions have $108M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2018 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

7% more capital invested

Capital invested by funds: $101M → $108M (+$7.05M)

0.37% more ownership

Funds ownership: 15.77% → 16.14% (+0.37%)

0% more funds holding

Funds holding: 68 → 68 (0)

Holders
68
Holders Change
–
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
21
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.97M
2
UBS Group
UBS Group
Switzerland
+$1.51M
3
RJA
Raymond James & Associates
Florida
+$1.35M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.02M
5
Morgan Stanley
Morgan Stanley
New York
+$1.01M

Top Sellers

Rank Fund Capital Flow
1
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$2.44M
2
GC
Guggenheim Capital
Illinois
-$1.41M
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
-$1.1M
4
Invesco
Invesco
Georgia
-$1.1M
5
JMPWA
JP Morgan Private Wealth Advisors
California
-$710K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWP
51
Baldwin Wealth Partners
Massachusetts
$48K – – –
Bank of Montreal
52
Bank of Montreal
Ontario, Canada
$47K +$11.5K +609 +32%
CF
53
Centaurus Financial
California
$46K +$47K +2,500 New
APA
54
American Portfolios Advisors
New York
$35.9K – – –
AWA
55
Acorn Wealth Advisors
Michigan
$26K – – –
ASN
56
Advisory Services Network
Georgia
$19K – – –
MFW
57
Mosaic Family Wealth
Missouri
$18K – – –
FIA
58
FNY Investment Advisers
New York
$18K +$18.6K +990 New
GRP
59
Global Retirement Partners
California
$17K – – –
TC
60
Trilogy Capital
California
$16K – – –
JCM
61
Jacobi Capital Management
Pennsylvania
$13K +$6.58K +350 +101%
WAP
62
Wealthcare Advisory Partners
Pennsylvania
$12K – – –
DAM
63
Delta Asset Management
Tennessee
$11K – – –
SIS
64
Sound Income Strategies
Florida
$11K – – –
SWM
65
SeaCrest Wealth Management
New York
$9K – – –
CCM
66
Cribstone Capital Management
Maine
$5K – – –
HS
67
Horan Securities
United States
$4K – – –
Citigroup
68
Citigroup
New York
$2K – – –
SFSIG
69
San Francisco Sentry Investment Group
California
$2K – – –
1832 Asset Management
70
1832 Asset Management
Ontario, Canada
– -$2.44M -136,600 Closed
JMPWA
71
JP Morgan Private Wealth Advisors
California
– -$710K -39,967 Closed
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
– -$184K -10,341 Closed
TSW
73
Thompson Siegel & Walmsley
Virginia
– -$21K -1,157 Closed
SEI Investments
74
SEI Investments
Pennsylvania
– -$15K -833 Closed
BWM
75
Baystate Wealth Management
Massachusetts
– -$9K -500 Closed
1 2
3

DIAX Hedge Fund Activity: Q2 2018 in Review

68 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2018, worth a combined $108M — up 7% from $101M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DIAX positions and 7 closed out — a net gain of 1 holder — while 21 added to existing stakes and 15 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.97M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $2.44M sold.

  • 68 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2018, unchanged from Q1 2018.
  • Funds reported $108M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2018, up 7% quarter-over-quarter.
  • 8 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2018 and 7 closed out, a net change of +1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2018 was Wells Fargo, an estimated $1.97M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2018 was 1832 Asset Management, an estimated $2.44M sold.

Based on aggregated 13F filings for Q2 2018.