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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

74 hedge funds and large institutions have $112M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

33% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 18

25% more funds holding

Funds holding: 5974 (+15)

4% more capital invested

Capital invested by funds: $108M → $112M (+$3.94M)

1.2% less ownership

Funds ownership: 17.7%16.5% (-1.2%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
74
Holders Change
+15
Holders Change %
+25.42%
% of All Funds
1.68%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
20
Increased
24
Reduced
18
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CA
51
Calton & Associates
Florida
$60K +$56.1K +3,141 New
SNT
52
Security National Trust
West Virginia
$56K
US Bancorp
53
US Bancorp
Minnesota
$53K +$50.4K +2,825 New
BWP
54
Baldwin Wealth Partners
Massachusetts
$49K +$46.3K +2,592 New
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$36K
Citigroup
56
Citigroup
New York
$31K +$14K +783 +89%
GBT
57
Grove Bank & Trust
Florida
$30K +$28.6K +1,600 New
AWA
58
Acorn Wealth Advisors
Michigan
$26K +$24.7K +1,384 New
TSW
59
Thompson Siegel & Walmsley
Virginia
$22K
RFC
60
Regions Financial Corp
Alabama
$21K +$19.9K +1,113 New
ASN
61
Advisory Services Network
Georgia
$19K
MFW
62
Mosaic Family Wealth
Missouri
$19K
GRP
63
Global Retirement Partners
California
$18K +$16.9K +945 New
SEI Investments
64
SEI Investments
Pennsylvania
$16K +$14.9K +833 New
SWM
65
SeaCrest Wealth Management
New York
$14K +$13.1K +734 New
DAM
66
Delta Asset Management
Tennessee
$12K +$11K +615 New
AIM
67
Anchor Investment Management
South Carolina
$11.3K
SIS
68
Sound Income Strategies
Florida
$11K +$10.9K +609 New
BWM
69
Baystate Wealth Management
Massachusetts
$10K +$8.93K +500 New
JCM
70
Jacobi Capital Management
Pennsylvania
$6K +$89 +5 +1%
CCM
71
Cribstone Capital Management
Maine
$5K
HS
72
Horan Securities
United States
$4K
SFSIG
73
San Francisco Sentry Investment Group
California
$2K
VFA
74
Valeo Financial Advisors
Indiana
$2K
PCG
75
Private Capital Group
Connecticut
$38 +$27.9K +1,564 New

DIAX Hedge Fund Activity: Q4 2017 in Review

74 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q4 2017, worth a combined $112M — up 3.6% from $108M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new DIAX positions and 5 closed out — a net gain of 15 holders — while 24 added to existing stakes and 18 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.74M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $5.96M sold.

  • 74 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q4 2017, up from 59 in Q3 2017.
  • Funds reported $112M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q4 2017, up 3.6% quarter-over-quarter.
  • 20 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q4 2017 and 5 closed out, a net change of +15 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q4 2017 was Raymond James & Associates, an estimated $1.74M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q4 2017 was Shaker Financial Services, an estimated $5.96M sold.

Based on aggregated 13F filings for Q4 2017.