Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
56 hedge funds and large institutions have $96.9M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 18 reducing their positions, and 7 closing their positions.
7% more capital invested
Capital invested by funds: $90.3M → $96.9M (+$6.59M)
1.59% more ownership
Funds ownership: 16.5% → 18.08% (+1.6%)
6% more repeat investments, than reductions
Existing positions increased: 19 | Existing positions reduced: 18
2% less funds holding
Funds holding: 57 → 56 (-1)
14% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
+$7.9M |
| 2 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$3.55M |
| 3 |
Invesco
Atlanta,
Georgia
|
+$985K |
| 4 |
CWM
Concert Wealth Management
San Jose,
California
|
+$922K |
| 5 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$786K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$1.37M |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$1.18M |
| 3 |
VKH
Virtu KCG Holdings
New York
|
-$1.05M |
| 4 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$1.01M |
| 5 |
DA
Doliver Advisors
Houston,
Texas
|
-$772K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WRM
51
Westport Resources Management
Westport,
Connecticut
| $19K | – | – | – |
|
|
WA
52
WFG Advisors
Dallas,
Texas
| $8K | – | – | – |
|
|
BRWM
53
B. Riley Wealth Management
Memphis,
Tennessee
| $8K | +$9.11K | +600 | New |
|
|
SA
54
SRH Advisors
Salina,
Kansas
| $4K | – | – | – |
|
|
SC
55
Searle & Co
Greenwich,
Connecticut
| $3K | – | – | – |
|
|
KTC
56
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
| $1K | – | – | – |
|
|
CRC
57
Curi RMB Capital
Chicago,
Illinois
| – | -$1.37M | -90,191 | Closed |
|
|
VKH
58
Virtu KCG Holdings
New York
| – | -$1.05M | -69,568 | Closed |
|
|
DA
59
Doliver Advisors
Houston,
Texas
| – | -$772K | -50,895 | Closed |
|
60
BNP Paribas Financial Markets
Paris,
France
| – | -$419K | -27,647 | Closed |
|
|
TRCT
61
Tower Research Capital (TRC)
New York
| – | -$80K | -5,246 | Closed |
|
|
PSI
62
Pinnacle Summer Investments
Fairfax,
Virginia
| – | -$19K | -1,252 | Closed |
|
|
DADC
63
D.A. Davidson & Co
Great Falls,
Montana
| – | -$7K | -525 | Closed |
|
DIAX Hedge Fund Activity: Q2 2015 in Review
56 of the 3,713 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2015, worth a combined $96.9M — up 7.3% from $90.3M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of DIAX and 6 opened new positions — a net loss of 1 holder — while 18 trimmed existing stakes and 19 added.
The largest buyer was Parametric Portfolio Associates, adding an estimated $7.9M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $1.37M sold.
- 56 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2015, down from 57 in Q1 2015.
- Funds reported $96.9M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2015, up 7.3% quarter-over-quarter.
- 6 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2015 and 7 closed out, a net change of -1 holder.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2015 was Parametric Portfolio Associates, an estimated $7.9M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2015 was Curi RMB Capital, an estimated $1.37M sold.
Based on aggregated 13F filings for Q2 2015.