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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX

Delisted

DIAX was delisted on the 27th of March, 2026.

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51 hedge funds and large institutions have $105M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.09% less ownership

Funds ownership: 21.26% → 20.17% (-1.1%)

4% less funds holding

Funds holding: 53 → 51 (-2)

6% less capital invested

Capital invested by funds: $111M → $105M (-$6.6M)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

33% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 21

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
51
Holders Change
-2
Holders Change %
-3.77%
% of All Funds
1.36%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
14
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$1.42M
2
LPL Financial
LPL Financial
California
+$554K
3
Ameriprise
Ameriprise
Minnesota
+$481K
4
Invesco
Invesco
Georgia
+$420K
5
CIA
Capital Investment Advisors
Georgia
+$321K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$4.21M
2
Wells Fargo
Wells Fargo
California
-$2.79M
3
PPA
Parametric Portfolio Associates
Washington
-$688K
4
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$309K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$285K
Name Holding Trade Value Shares
Change 		Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$682K -$285K -19,491 -29%
RCM
27
Robinson Capital Management
Michigan
$581K -$34.8K -2,375 -6%
BCA
28
Benchmark Capital Advisors
New York
$569K – – –
SCM
29
Schnieders Capital Management
California
$535K -$14.6K -1,000 -3%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$385K +$23.6K +1,610 +6%
KeyBank National Association
31
KeyBank National Association
Ohio
$369K – – –
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$334K +$11.2K +764 +3%
Bank of New York Mellon
33
Bank of New York Mellon
New York
$259K +$7.75K +529 +3%
AIA
34
Allegis Investment Advisors
Idaho
$205K +$209K +14,243 New
PA
35
Pinnacle Associates
New York
$203K – – –
MFS
36
MSI Financial Services
Massachusetts
$193K -$11.1K -756 -5%
Creative Planning
37
Creative Planning
Kansas
$177K +$90.3K +6,169 +101%
SFS
38
Shaker Financial Services
Virginia
$165K +$168K +11,446 New
SBIA
39
Sheaff Brock Investment Advisors
Indiana
$156K +$366 +25 +0.2%
JMPWA
40
JP Morgan Private Wealth Advisors
California
$153K – – –
Fifth Third Bancorp
41
Fifth Third Bancorp
Ohio
$128K – – –
DADC
42
D.A. Davidson & Co
Montana
$91K +$93K +6,350 New
IA
43
IFP Advisors
Florida
$52K -$61.3K -4,188 -54%
Citigroup
44
Citigroup
New York
$50K -$3.53K -241 -7%
AG
45
Advisor Group
Arizona
$47K -$52.8K -3,603 -53%
SNT
46
Security National Trust
West Virginia
$43K – – –
GWM
47
Geneos Wealth Management
Colorado
$36K – – –
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$28K – – –
MFW
49
Mosaic Family Wealth
Missouri
$14K – – –
NFG
50
Next Financial Group
Texas
$7K -$6.87K -469 -48%
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DIAX Hedge Fund Activity: Q3 2016 in Review

51 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2016, worth a combined $105M — down 5.9% from $111M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of DIAX and 3 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 14 added.

The largest buyer was UBS Group, adding an estimated $1.42M. The largest seller was Karpus Investment Management, cutting an estimated $4.21M.

  • 51 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2016, down from 53 in Q2 2016.
  • Funds reported $105M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2016, down 5.9% quarter-over-quarter.
  • 3 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2016 and 4 closed out, a net change of -1 holder.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2016 was UBS Group, an estimated $1.42M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2016 was Karpus Investment Management, an estimated $4.21M sold.

Based on aggregated 13F filings for Q3 2016.