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Capital Southwest
CSWC

Overview Fund Activity

80 hedge funds and large institutions have $132M invested in Capital Southwest in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 23 increasing their positions, 29 reducing their positions, and 8 closing their positions.

Holders
80
Holders Change
+6
Holders Change %
+8.11%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
23
Reduced
29
Closed
8
Calls
$2.42M
Puts
$1.37M
Net Calls
+$1.05M
Net Calls Change
+$1.05M

Top Buyers

1
SIS
1
Sound Income Strategies
Florida
$8.61M
2
Creative Planning
2
Creative Planning
Kansas
$1.85M
3
VanEck Associates
3
VanEck Associates
New York
$7.73M
4
Ameriprise
4
Ameriprise
Minnesota
$1.35M
5
Bank of America
5
Bank of America
North Carolina
$1.07M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$13.4M
2
AM
2
Ares Management
California
$1.4M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$378K
4
AI
4
Ariel Investments
Illinois
$685K
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$2.32M
Name Holding Trade Value Shares
Change 		Shares
Change %
Two Sigma Advisers
26
Two Sigma Advisers
New York
$935K -$237K -10,700 -20%
TA
27
Tectonic Advisors
Texas
$894K +$109K +4,914 +14%
LPL Financial
28
LPL Financial
California
$806K +$34.1K +1,540 +4%
California Public Employees Retirement System
29
California Public Employees Retirement System
California
$802K -$79.8K -3,600 -9%
CWM
30
Centric Wealth Management
Illinois
$798K -$574K -25,895 -42%
Osaic Holdings
31
Osaic Holdings
Arizona
$708K +$19.3K +870 +3%
AI
32
Ariel Investments
Illinois
$685K -$1.45M -65,670 -68%
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$666K -$10.7K -482 -2%
AR
34
Advisory Research
Illinois
$664K -$381K -17,211 -36%
DM
35
Delphi Management
Massachusetts
$641K +$641K +28,921 New
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$633K -$24.7K -1,115 -4%
RIG
37
Roosevelt Investment Group
New York
$583K -$266 -12 -0%
ASN
38
Advisory Services Network
Georgia
$577K +$10.5K +475 +2%
UBS Group
39
UBS Group
Switzerland
$577K +$210K +9,456 +57%
HF
40
HRT Financial
New York
$507K +$507K +22,883 New
VEA
41
Virtus ETF Advisers
New York
$506K -$97K -4,374 -16%
Mackenzie Financial
42
Mackenzie Financial
Ontario, Canada
$498K +$498K +22,467 New
Citadel Advisors
43
Citadel Advisors
Florida
$477K -$446K -20,139 -48%
CAG
44
Csenge Advisory Group
Florida
$469K +$65.8K +2,757 +16%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$443K +$384K +17,300 +647%
BA
46
Bard Associates
Illinois
$436K – – –
D.E. Shaw & Co
47
D.E. Shaw & Co
New York
$378K -$1.52M -68,798 -80%
HKAM
48
Horizon Kinetics Asset Management
New York
$377K -$4.44K -200 -1%
AllianceBernstein
49
AllianceBernstein
Tennessee
$331K +$331K +14,948 New
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$324K -$65.9K -2,973 -17%
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