Horizon Kinetics Asset Management’s Capital Southwest CSWC Stock Holding History

Horizon Kinetics Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-15,600	Closed	-$370K	–	326
2023 Q4	$370K	Sell	15,600 -800	-5%	-$17.8K	0.01%	239
2023 Q3	$376K	Hold	16,400	–	–	0.01%	233
2023 Q2	$323K	Sell	16,400 -200	-1%	-$3.69K	0.01%	256
2023 Q1	$295K	Sell	16,600 -400	-2%	-$7.36K	0.01%	260
2022 Q4	$291K	Hold	17,000	–	–	﹤0.01%	258
2022 Q3	$288K	Hold	17,000	–	–	0.01%	261
2022 Q2	$313K	Hold	17,000	–	–	0.01%	269
2022 Q1	$403K	Hold	17,000	–	–	0.01%	256
2021 Q4	$430K	Hold	17,000	–	–	0.01%	256
2021 Q3	$428K	Hold	17,000	–	–	0.01%	252
2021 Q2	$395K	Hold	17,000	–	–	0.01%	266
2021 Q1	$377K	Sell	17,000 -200	-1%	-$4.08K	0.01%	259
2020 Q4	$305K	Sell	17,200 -1,200	-7%	-$18.9K	0.01%	289
2020 Q3	$259K	Sell	18,400 -200	-1%	-$2.81K	0.01%	315
2020 Q2	$251K	Hold	18,600	–	–	0.01%	315
2020 Q1	$212K	Sell	18,600 -100	-0.5%	-$1.81K	0.01%	309
2019 Q4	$389K	Hold	18,700	–	–	0.01%	277
2019 Q3	$408K	Hold	18,700	–	–	0.01%	275
2019 Q2	$392K	Hold	18,700	–	–	0.01%	287
2019 Q1	$393K	Buy	+18,700	New	+$398K	0.01%	287

Other funds holding CSWC

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

BPA

Beacon Pointe Advisors Newport Beach, California $18.9B AUM 18.9% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

Horizon Kinetics Asset Management's CSWC Position: Q1 2024 in Review

Horizon Kinetics Asset Management sold out of Capital Southwest (CSWC) in Q1 2024, closing a stake of 15,600 shares — an estimated $370K sold.

Horizon Kinetics Asset Management first reported a position in CSWC in Q1 2019 and held it in 20 quarters. The position peaked at $430K in Q4 2021. 142 funds tracked by Wall St. Rank hold CSWC as of Q1 2024.

Horizon Kinetics Asset Management reported no remaining Capital Southwest position as of Q1 2024 after selling out during the quarter.
Horizon Kinetics Asset Management sold 15,600 Capital Southwest shares in Q1 2024, an estimated $370K.
Horizon Kinetics Asset Management first reported a position in Capital Southwest in Q1 2019 and held it in 20 quarters.
Horizon Kinetics Asset Management's Capital Southwest position peaked at $430K in Q4 2021.
142 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2024.

Based on Horizon Kinetics Asset Management's 13F filing for Q1 2024, filed 14 May 2024.