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Capital Southwest

63 hedge funds and large institutions have $193M invested in Capital Southwest in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

8% more capital invested

Capital invested by funds: $178M → $193M (+$14.4M)

0% more funds holding

Funds holding: 6363 (0)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

1.29% less ownership

Funds ownership: 54.45%53.15% (-1.3%)

Holders
63
Holders Change
Holders Change %
0%
% of All Funds
1.36%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
10
Increased
19
Reduced
20
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SMDAM
26
Sumitomo Mitsui DS Asset Management
Japan
$895K -$55K -2,581 -6%
Wells Fargo
27
Wells Fargo
California
$836K -$238K -11,154 -22%
Morgan Stanley
28
Morgan Stanley
New York
$741K -$895K -42,018 -54%
Russell Investments Group
29
Russell Investments Group
United Kingdom
$737K +$707K +33,184 +1,805%
JP Morgan Chase
30
JP Morgan Chase
New York
$648K +$225K +10,540 +52%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$606K +$64 +3 +0%
Creative Planning
32
Creative Planning
Kansas
$432K
BA
33
Bard Associates
Illinois
$408K
WS
34
Wedbush Securities
California
$395K +$32K +1,500 +9%
HKAM
35
Horizon Kinetics Asset Management
New York
$393K +$398K +18,700 New
OAM
36
Oxford Asset Management
United Kingdom
$382K +$123K +5,751 +46%
WGA
37
Weather Gauge Advisory
Virginia
$358K +$4.11K +193 +1%
GIM
38
Greenwich Investment Management
Connecticut
$331K -$13.8K -650 -4%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$323K +$89K +4,178 +37%
Two Sigma Investments
40
Two Sigma Investments
New York
$313K -$157K -7,372 -33%
Citadel Advisors
41
Citadel Advisors
Florida
$296K +$299K +14,059 New
Connor, Clark & Lunn Investment Management (CC&L)
42
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$264K +$267K +12,525 New
EGA
43
Eagle Global Advisors
Texas
$255K -$21.9K -1,030 -8%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$253K +$17.1K +805 +7%
Geode Capital Management
45
Geode Capital Management
Massachusetts
$243K
SGAM
46
Steinberg Global Asset Management
Florida
$239K +$242K +11,370 New
NEPWA
47
New England Private Wealth Advisors
Massachusetts
$231K
SBH
48
Segall Bryant & Hamill
Illinois
$226K
Brown Advisory
49
Brown Advisory
Maryland
$225K
FNC
50
First National Corp
Massachusetts
$112K +$980 +46 +0.9%

CSWC Hedge Fund Activity: Q1 2019 in Review

63 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q1 2019, worth a combined $193M — up 8.1% from $178M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new CSWC positions and 9 closed out — a net gain of 1 holder — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $2.67M. The largest seller was Ariel Investments, cutting an estimated $4.24M.

  • 63 institutional investors held Capital Southwest (CSWC) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $193M of Capital Southwest stock for Q1 2019, up 8.1% quarter-over-quarter.
  • 10 funds opened new Capital Southwest positions in Q1 2019 and 9 closed out, a net change of +1 holder.
  • The largest Capital Southwest buyer in Q1 2019 was Arrowstreet Capital, an estimated $2.67M added.
  • The largest Capital Southwest seller in Q1 2019 was Ariel Investments, an estimated $4.24M sold.

Based on aggregated 13F filings for Q1 2019.