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Capital Southwest
CSWC

63 hedge funds and large institutions have $178M invested in Capital Southwest in 2018 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 5

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

31% more funds holding

Funds holding: 48 → 63 (+15)

20% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 15

5% more capital invested

Capital invested by funds: $170M → $178M (+$8.69M)

0.25% less ownership

Funds ownership: 54.69% → 54.45% (-0.25%)

Holders
63
Holders Change
+15
Holders Change %
+31.25%
% of All Funds
1.4%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
20
Increased
18
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SMH
Sanders Morris Harris
Texas
+$14.7M
2
CIM
Confluence Investment Management
Missouri
+$2.2M
3
Morgan Stanley
Morgan Stanley
New York
+$1.36M
4
AL
AJO LP
Pennsylvania
+$1.32M
5
NA
Navellier & Associates
Nevada
+$1.17M

Top Sellers

Rank Fund Capital Flow
1
KCM
Kennedy Capital Management
Missouri
-$6.15M
2
MCP
Moab Capital Partners
New York
-$2.99M
3
AI
Ariel Investments
Illinois
-$2.69M
4
TAM
Third Avenue Management
New York
-$2.67M
5
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
-$2.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$681K +$618K +32,020 +936%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$553K +$58 +3 +0%
Two Sigma Investments
28
Two Sigma Investments
New York
$428K +$430K +22,266 New
Creative Planning
29
Creative Planning
Kansas
$395K +$396K +20,550 New
JP Morgan Chase
30
JP Morgan Chase
New York
$389K +$303K +15,702 +345%
BA
31
Bard Associates
Illinois
$372K – – –
HK
32
Horizon Kinetics
New York
$360K -$11.6K -600 -3%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$350K +$351K +18,200 New
WS
34
Wedbush Securities
California
$332K -$36.7K -1,900 -10%
CSC
35
Cove Street Capital
California
$323K -$3.86K -200 -1%
WGA
36
Weather Gauge Advisory
Virginia
$323K +$325K +16,830 New
GIM
37
Greenwich Investment Management
Connecticut
$315K – – –
Millennium Management
38
Millennium Management
New York
$254K +$56.8K +2,945 +29%
EGA
39
Eagle Global Advisors
Texas
$253K +$253K +13,140 New
OAM
40
Oxford Asset Management
United Kingdom
$238K +$239K +12,395 New
Geode Capital Management
41
Geode Capital Management
Massachusetts
$222K – – –
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$215K +$5.88K +305 +3%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$215K +$216K +11,175 New
NEPWA
44
New England Private Wealth Advisors
Massachusetts
$211K – – –
Brown Advisory
45
Brown Advisory
Maryland
$206K – – –
SBH
46
Segall Bryant & Hamill
Illinois
$205K – – –
HIM
47
Hillsdale Investment Management
Ontario, Canada
$136K +$137K +7,100 New
FNC
48
First National Corp
Massachusetts
$101K +$102K +5,281 New
AG
49
Advisor Group
Arizona
$75K -$157K -8,113 -68%
Macquarie Group
50
Macquarie Group
Australia
$46K +$40.9K +2,118 +706%
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CSWC Hedge Fund Activity: Q4 2018 in Review

63 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2018, worth a combined $178M — up 5.1% from $170M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new CSWC positions and 5 closed out — a net gain of 15 holders — while 18 added to existing stakes and 15 trimmed.

The largest buyer was Sanders Morris Harris, adding an estimated $14.7M. The largest seller was Kennedy Capital Management, cutting an estimated $6.15M.

  • 63 institutional investors held Capital Southwest (CSWC) as of Q4 2018, up from 48 in Q3 2018.
  • Funds reported $178M of Capital Southwest stock for Q4 2018, up 5.1% quarter-over-quarter.
  • 20 funds opened new Capital Southwest positions in Q4 2018 and 5 closed out, a net change of +15 holders.
  • The largest Capital Southwest buyer in Q4 2018 was Sanders Morris Harris, an estimated $14.7M added.
  • The largest Capital Southwest seller in Q4 2018 was Kennedy Capital Management, an estimated $6.15M sold.

Based on aggregated 13F filings for Q4 2018.