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Capital Southwest
CSWC

Overview Fund Activity

63 hedge funds and large institutions have $178M invested in Capital Southwest in 2018 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 18 increasing their positions, 15 reducing their positions, and 5 closing their positions.

Holders
63
Holders Change
+15
Holders Change %
+31.25%
% of All Funds
1.41%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
20
Increased
18
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SMH
1
Sanders Morris Harris
Texas
$15.8M
2
CIM
2
Confluence Investment Management
Missouri
$2.19M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.48M
4
AL
4
AJO LP
Pennsylvania
$1.32M
5
NA
5
Navellier & Associates
Nevada
$1.16M

Top Sellers

1
KCM
1
Kennedy Capital Management
Missouri
$1.39M
2
MCP
2
Moab Capital Partners
New York
$20.3M
3
AI
3
Ariel Investments
Illinois
$16.9M
4
TAM
4
Third Avenue Management
New York
$0
5
New York State Common Retirement Fund
5
New York State Common Retirement Fund
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$681K +$615K +32,020 +936%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$553K +$58 +3 +0%
Two Sigma Investments
28
Two Sigma Investments
New York
$428K +$428K +22,266 New
Creative Planning
29
Creative Planning
Kansas
$395K +$395K +20,550 New
JPMorgan Chase & Co
30
JPMorgan Chase & Co
New York
$389K +$302K +15,702 +345%
BA
31
Bard Associates
Illinois
$372K – – –
HK
32
Horizon Kinetics
New York
$360K -$11.6K -600 -3%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$350K +$350K +18,200 New
WS
34
Wedbush Securities
California
$332K -$36.5K -1,900 -10%
CSC
35
Cove Street Capital
California
$323K -$3.85K -200 -1%
WGA
36
Weather Gauge Advisory
Virginia
$323K +$323K +16,830 New
GIM
37
Greenwich Investment Management
Connecticut
$315K – – –
Millennium Management
38
Millennium Management
New York
$254K +$56.6K +2,945 +29%
EGA
39
Eagle Global Advisors
Texas
$253K +$253K +13,140 New
OAM
40
Oxford Asset Management
United Kingdom
$238K +$238K +12,395 New
Geode Capital Management
41
Geode Capital Management
Massachusetts
$222K – – –
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$215K +$5.85K +305 +3%
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$215K +$215K +11,175 New
NEPWA
44
New England Private Wealth Advisors
Massachusetts
$211K – – –
Brown Advisory
45
Brown Advisory
Maryland
$206K – – –
SBH
46
Segall Bryant & Hamill
Illinois
$205K – – –
HIM
47
Hillsdale Investment Management
Ontario, Canada
$136K +$136K +7,100 New
FNC
48
First National Corp
Massachusetts
$101K +$101K +5,281 New
AG
49
Advisor Group
Arizona
$75K -$156K -8,113 -68%
Macquarie Group
50
Macquarie Group
Australia
$46K +$40.3K +2,118 +706%
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