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Capital Southwest
CSWC

Overview Fund Activity

43 hedge funds and large institutions have $165M invested in Capital Southwest in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 0 closing their positions.

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
0.99%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
4
Increased
16
Reduced
11
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northern Trust
1
Northern Trust
Illinois
$2.25M
2
AI
2
Ariel Investments
Illinois
$18.8M
3
AAM
3
Advisors Asset Management
Colorado
$2.16M
4
UBS Group
4
UBS Group
Switzerland
$5.75M
5
ZIG
5
Zuckerman Investment Group
Illinois
$25.5M

Top Sellers

1
CSC
1
Cove Street Capital
California
$308K
2
MCP
2
Moab Capital Partners
New York
$27.4M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$33.3M
4
First Manhattan
4
First Manhattan
New York
$12.3M
5
RRAM
5
River Road Asset Management
Kentucky
$15.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Geode Capital Management
26
Geode Capital Management
Massachusetts
$209K – – –
Millennium Management
27
Millennium Management
New York
$204K +$204K +11,291 New
NEPWA
28
New England Private Wealth Advisors
Massachusetts
$198K +$198K +11,000 New
SBH
29
Segall Bryant & Hamill
Illinois
$193K – – –
Tudor Investment Corp
30
Tudor Investment Corp
Connecticut
$186K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$186K – – –
CF
32
Centaurus Financial
California
$163K – – –
Morgan Stanley
33
Morgan Stanley
New York
$122K -$89.6K -4,935 -42%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$104K +$77.1K +4,266 +287%
JPMorgan Chase & Co
35
JPMorgan Chase & Co
New York
$25K -$11.3K -634 -31%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$18K +$18K +1,000 New
Macquarie Group
37
Macquarie Group
Australia
$16K -$35.6K -2,000 -69%
TRCT
38
Tower Research Capital (TRC)
New York
$12K +$10.2K +549 +549%
OSNBOA
39
Old Second National Bank of Aurora
Illinois
$9K – – –
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K – – –
PAM
41
Panagora Asset Management
Massachusetts
$5K – – –
Bank of America
42
Bank of America
North Carolina
$2K -$134K -6,700 -99%
FIA
43
FNY Investment Advisers
New York
$1K +$1K +90 New
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