We are live on ! Find out more
CSWC icon

Capital Southwest
CSWC

43 hedge funds and large institutions have $165M invested in Capital Southwest in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

8% more funds holding

Funds holding: 40 → 43 (+3)

7% more capital invested

Capital invested by funds: $155M → $165M (+$10.6M)

0.17% more ownership

Funds ownership: 56.28% → 56.45% (+0.17%)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

Holders
43
Holders Change
+3
Holders Change %
+7.5%
% of All Funds
0.98%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
4
Increased
16
Reduced
11
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
+$1.69M
2
AI
Ariel Investments
Illinois
+$834K
3
AAM
Advisors Asset Management
Colorado
+$559K
4
UBS Group
UBS Group
Switzerland
+$375K
5
ZIG
Zuckerman Investment Group
Illinois
+$333K

Top Sellers

Rank Fund Capital Flow
1
CSC
Cove Street Capital
California
-$1.4M
2
MCP
Moab Capital Partners
New York
-$953K
3
PAIM
Punch & Associates Investment Management
Minnesota
-$575K
4
First Manhattan
First Manhattan
New York
-$568K
5
RRAM
River Road Asset Management
Kentucky
-$468K
Name Holding Trade Value Shares
Change 		Change in
Stake
Geode Capital Management
26
Geode Capital Management
Massachusetts
$209K – – –
Millennium Management
27
Millennium Management
New York
$204K +$197K +11,291 New
NEPWA
28
New England Private Wealth Advisors
Massachusetts
$198K +$192K +11,000 New
SBH
29
Segall Bryant & Hamill
Illinois
$193K – – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$186K – – –
Tudor Investment Corp
31
Tudor Investment Corp
Connecticut
$186K – – –
CF
32
Centaurus Financial
California
$163K – – –
Morgan Stanley
33
Morgan Stanley
New York
$122K -$86.1K -4,935 -42%
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$104K +$74.4K +4,266 +287%
JP Morgan Chase
35
JP Morgan Chase
New York
$25K -$11.1K -634 -31%
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$18K +$17.4K +1,000 New
Macquarie Group
37
Macquarie Group
Australia
$16K -$34.9K -2,000 -69%
TRCT
38
Tower Research Capital (TRC)
New York
$12K +$9.58K +549 +549%
Manulife (Manufacturers Life Insurance)
39
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K – – –
OSNBOA
40
Old Second National Bank of Aurora
Illinois
$9K – – –
PAM
41
Panagora Asset Management
Massachusetts
$5K – – –
Bank of America
42
Bank of America
North Carolina
$2K -$117K -6,700 -99%
FIA
43
FNY Investment Advisers
New York
$1K +$1.57K +90 New
1
2

CSWC Hedge Fund Activity: Q2 2018 in Review

43 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2018, worth a combined $165M — up 6.9% from $155M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new CSWC positions and 0 closed out — a net gain of 4 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Northern Trust, adding an estimated $1.69M. The largest seller was Cove Street Capital, cutting an estimated $1.4M.

  • 43 institutional investors held Capital Southwest (CSWC) as of Q2 2018, up from 40 in Q1 2018.
  • Funds reported $165M of Capital Southwest stock for Q2 2018, up 6.9% quarter-over-quarter.
  • 4 funds opened new Capital Southwest positions in Q2 2018 and 0 closed out, a net change of +4 holders.
  • The largest Capital Southwest buyer in Q2 2018 was Northern Trust, an estimated $1.69M added.
  • The largest Capital Southwest seller in Q2 2018 was Cove Street Capital, an estimated $1.4M sold.

Based on aggregated 13F filings for Q2 2018.