CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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98 hedge funds and large institutions have $222M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 19 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+16
Holders Change %
+19.51%
% of All Funds
2.19%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
19
Reduced
38
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HI
1
HBK Investments
Texas
$3.68M
2
KIM
2
Karpus Investment Management
New York
$2.02M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.15M
4
CIC
4
Carnegie Investment Counsel
Ohio
$1.37M
5
WAM
5
Wolverine Asset Management
Illinois
$1.15M

Top Sellers

1
AIM
1
Allen Investment Management
New York
$1.25M
2
SIA
2
Sit Investment Associates
Minnesota
$8.11M
3
SEIA
3
Signature Estate & Investment Advisors
California
$9.71M
4
Wells Fargo
4
Wells Fargo
California
$2.16M
5
PI
5
Parkside Investments
Illinois
$1.15M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFW
76
Mosaic Family Wealth
Missouri
$86K +$1.2K +23 +1%
TRCT
77
Tower Research Capital (TRC)
New York
$82K +$82K +1,581 New
YWP
78
YorkBridge Wealth Partners
New York
$80K -$10.6K -204 -12%
HWM
79
Holloway Wealth Management
Florida
$79K -$75K – –
Northwestern Mutual Wealth Management
80
Northwestern Mutual Wealth Management
Wisconsin
$67K +$46K +881 +220%
OIA
81
Optimum Investment Advisors
Illinois
$55K – – –
CHP
82
Cable Hill Partners
Oregon
$36K – – –
FA
83
Fortis Advisors
Pennsylvania
$33K -$46K – –
FANJ
84
Financial Architects (New Jersey)
New Jersey
$26K +$5.2K +100 +25%
CFGS
85
Concourse Financial Group Securities
Alabama
$21K +$21K +405 New
NFG
86
Next Financial Group
Texas
$19K +$18.2K +348 +2,175%
QCIG
87
Quad-Cities Investment Group
Iowa
$14K +$429 +8 +3%
CCM
88
Cribstone Capital Management
Maine
$13K -$53.3K -1,000 -80%
IA
89
IFP Advisors
Florida
$10K -$90.4K -1,753 -90%
WAM
90
Wealthspire Advisors (Maryland)
Maryland
$10K – – –
MA
91
MUFG Americas
New York
$9K +$9K +175 New
EAM
92
Eukles Asset Management
Ohio
$7K +$7K +136 New
CAGAS
93
Capital Advisory Group Advisory Services
Minnesota
$6K – – –
SGS
94
Sterling Global Strategies
California
$5.47K +$5.47K +105 New
AF
95
Advisornet Financial
Minnesota
$4K – – –
CB
96
Community Bank
New York
$4K – – –
FHA
97
Flagship Harbor Advisors
Massachusetts
$4K – – –
LFG
98
Larson Financial Group
Missouri
$3K +$3K +56 New
CFA
99
Carroll Financial Associates
North Carolina
$2K – – –
IWA
100
Intercontinental Wealth Advisors
Texas
$2K +$2K +36 New
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