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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

98 hedge funds and large institutions have $222M invested in ClearBridge MLP and Midstream Fund Inc. in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 19 increasing their positions, 38 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 9

20% more funds holding

Funds holding: 8298 (+16)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

28% less capital invested

Capital invested by funds: $310M → $222M (-$87.6M)

50% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 38

Holders
98
Holders Change
+16
Holders Change %
+19.51%
% of All Funds
2.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
26
Increased
19
Reduced
38
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFW
76
Mosaic Family Wealth
Missouri
$86K +$1.44K +23 +1%
TRCT
77
Tower Research Capital (TRC)
New York
$82K +$99K +1,581 New
YWP
78
YorkBridge Wealth Partners
New York
$80K -$12.8K -204 -12%
HWM
79
Holloway Wealth Management
Florida
$79K
Northwestern Mutual Wealth Management
80
Northwestern Mutual Wealth Management
Wisconsin
$67K +$55.2K +881 +220%
OIA
81
Optimum Investment Advisors
Illinois
$55K
CHP
82
Cable Hill Partners
Oregon
$36K
FA
83
Fortis Advisors
Pennsylvania
$33K
FANJ
84
Financial Architects (New Jersey)
New Jersey
$26K +$6.26K +100 +25%
CFGS
85
Concourse Financial Group Securities
Alabama
$21K +$25.4K +405 New
NFG
86
Next Financial Group
Texas
$19K +$21.8K +348 +2,175%
QCIG
87
Quad-Cities Investment Group
Iowa
$14K +$501 +8 +3%
CCM
88
Cribstone Capital Management
Maine
$13K -$62.6K -1,000 -80%
IA
89
IFP Advisors
Florida
$10K -$110K -1,753 -90%
WAM
90
Wealthspire Advisors (Maryland)
Maryland
$10K
MA
91
MUFG Americas
New York
$9K +$11K +175 New
EAM
92
Eukles Asset Management
Ohio
$7K +$8.52K +136 New
CAGAS
93
Capital Advisory Group Advisory Services
Minnesota
$6K
SGS
94
Sterling Global Strategies
California
$5.46K +$6.58K +105 New
AF
95
Advisornet Financial
Minnesota
$4K
CB
96
Community Bank
New York
$4K
FHA
97
Flagship Harbor Advisors
Massachusetts
$4K
LFG
98
Larson Financial Group
Missouri
$3K +$3.51K +56 New
CFA
99
Carroll Financial Associates
North Carolina
$2K
IWA
100
Intercontinental Wealth Advisors
Texas
$2K +$2.25K +36 New

CEM Hedge Fund Activity: Q4 2018 in Review

98 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2018, worth a combined $222M — down 28% from $310M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new CEM positions and 9 closed out — a net gain of 17 holders — while 19 added to existing stakes and 38 trimmed.

The largest buyer was HBK Investments, opening a new position worth an estimated $4.43M. The largest seller was Allen Investment Management, cutting an estimated $3.35M.

  • 98 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2018, up from 82 in Q3 2018.
  • Funds reported $222M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2018, down 28% quarter-over-quarter.
  • 26 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2018 and 9 closed out, a net change of +17 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2018 was HBK Investments, an estimated $4.43M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2018 was Allen Investment Management, an estimated $3.35M sold.

Based on aggregated 13F filings for Q4 2018.