Quad-Cities Investment Group’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Quad-Cities Investment Group’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-419	Closed	-$24K	–	736
2019 Q3	$24K	Buy	419 +11	+3%	+$640	0.02%	460
2019 Q2	$24K	Buy	408 +10	+3%	+$616	0.02%	471
2019 Q1	$25K	Buy	398 +137	+52%	+$8.34K	0.02%	454
2018 Q4	$14K	Buy	261 +8	+3%	+$501	0.01%	545
2018 Q3	$18K	Sell	253 -53	-17%	-$3.89K	0.02%	538
2018 Q2	$21K	Buy	+306	New	+$21.5K	0.02%	520

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Quad-Cities Investment Group's CEM Position: Q4 2019 in Review

Quad-Cities Investment Group sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2019, closing a stake of 419 shares — an estimated $24K sold.

Quad-Cities Investment Group first reported a position in CEM in Q2 2018 and held it in 6 quarters. The position peaked at $25K in Q1 2019. 84 funds tracked by Wall St. Rank hold CEM as of Q4 2019.

Quad-Cities Investment Group reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2019 after selling out during the quarter.
Quad-Cities Investment Group sold 419 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2019, an estimated $24K.
Quad-Cities Investment Group first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2018 and held it in 6 quarters.
Quad-Cities Investment Group's ClearBridge MLP and Midstream Fund Inc. position peaked at $25K in Q1 2019.
84 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2019.

Based on Quad-Cities Investment Group's 13F filing for Q4 2019, filed 28 Jan 2020.