Financial Architects (New Jersey)’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Financial Architects (New Jersey)’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-107	Closed	-$6K	–	1216
2019 Q2	$6K	Sell	107 -498	-82%	-$30.7K	﹤0.01%	985
2019 Q1	$39K	Buy	605 +105	+21%	+$6.39K	0.01%	685
2018 Q4	$26K	Buy	500 +100	+25%	+$6.26K	0.01%	734
2018 Q3	$29K	Buy	400 +100	+33%	+$7.33K	﹤0.01%	817
2018 Q2	$21K	Hold	300	–	–	﹤0.01%	798
2018 Q1	$19K	Buy	300 +100	+50%	+$7.68K	﹤0.01%	901
2017 Q4	$15K	Buy	200 +100	+100%	+$6.88K	﹤0.01%	1043
2017 Q3	$7K	Buy	100 +20	+25%	+$1.51K	﹤0.01%	1224
2017 Q2	$6K	Buy	+80	New	+$6.44K	﹤0.01%	1255

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

SEIA

Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HBK Investments Dallas, Texas $9.85B AUM 55.6% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Financial Architects (New Jersey)'s CEM Position: Q3 2019 in Review

Financial Architects (New Jersey) sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2019, closing a stake of 107 shares — an estimated $6K sold.

Financial Architects (New Jersey) first reported a position in CEM in Q2 2017 and held it in 9 quarters. The position peaked at $39K in Q1 2019. 89 funds tracked by Wall St. Rank hold CEM as of Q3 2019.

Financial Architects (New Jersey) reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2019 after selling out during the quarter.
Financial Architects (New Jersey) sold 107 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2019, an estimated $6K.
Financial Architects (New Jersey) first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2017 and held it in 9 quarters.
Financial Architects (New Jersey)'s ClearBridge MLP and Midstream Fund Inc. position peaked at $39K in Q1 2019.
89 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2019.

Based on Financial Architects (New Jersey)'s 13F filing for Q3 2019, filed 6 Nov 2019.