Carroll Financial Associates’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Carroll Financial Associates’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-180	Closed	-$2K	–	1726
2020 Q2	$2K	Buy	+180	New	+$2.9K	﹤0.01%	1385
2019 Q3	–	Sell	-37	Closed	-$2K	–	1761
2019 Q2	$2K	Hold	37	–	–	﹤0.01%	1407
2019 Q1	$2K	Hold	37	–	–	﹤0.01%	1271
2018 Q4	$2K	Hold	37	–	–	﹤0.01%	1194
2018 Q3	$2K	Hold	37	–	–	﹤0.01%	1213
2018 Q2	$2K	Hold	37	–	–	﹤0.01%	1179
2018 Q1	$2K	Hold	37	–	–	﹤0.01%	1166
2017 Q4	$2K	Hold	37	–	–	﹤0.01%	1146
2017 Q3	$2K	Hold	37	–	–	﹤0.01%	1121
2017 Q2	$2K	Hold	37	–	–	﹤0.01%	1115
2017 Q1	$3K	Hold	37	–	–	﹤0.01%	1073
2016 Q4	$2K	Hold	37	–	–	﹤0.01%	1066
2016 Q3	$3K	Hold	37	–	–	﹤0.01%	1044
2016 Q2	$2K	Hold	37	–	–	﹤0.01%	1073
2016 Q1	$2K	Buy	+37	New	+$2.33K	﹤0.01%	1054

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.58B AUM 26.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Carroll Financial Associates's CEM Position: Q3 2020 in Review

Carroll Financial Associates sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2020, closing a stake of 180 shares — an estimated $2K sold.

Carroll Financial Associates first reported a position in CEM in Q1 2016 and held it in 15 quarters. The position peaked at $3K in Q1 2017. 50 funds tracked by Wall St. Rank hold CEM as of Q3 2020.

Carroll Financial Associates reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2020 after selling out during the quarter.
Carroll Financial Associates sold 180 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2020, an estimated $2K.
Carroll Financial Associates first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2016 and held it in 15 quarters.
Carroll Financial Associates's ClearBridge MLP and Midstream Fund Inc. position peaked at $3K in Q1 2017.
50 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2020.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.