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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

90 hedge funds and large institutions have $249M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 32 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 9

7% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 30

0% more funds holding

Funds holding: 9090 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5% less capital invested

Capital invested by funds: $262M → $249M (-$13M)

Holders
90
Holders Change
Holders Change %
0%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
11
Increased
32
Reduced
30
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$349K -$126K -2,046 -26%
SI
52
Stephens Inc
Arkansas
$336K
SPIA
53
Steward Partners Investment Advisory
New York
$248K +$2.96K +48 +1%
PAG
54
Private Advisor Group
New Jersey
$231K -$69.1K -1,122 -22%
CAN
55
Cetera Advisor Networks
California
$221K +$53.8K +874 +31%
PFO
56
Pathstone Family Office
New Jersey
$214K
LCM
57
Landscape Capital Management
New Jersey
$206K +$212K +3,446 New
Walleye Trading
58
Walleye Trading
New York
$192K -$43.1K -700 -18%
LTFS
59
Ladenburg Thalmann Financial Services
Florida
$176K +$11.1K +180 +7%
BCM
60
Brookstone Capital Management
Illinois
$153K +$158K +2,560 New
Stifel Financial
61
Stifel Financial
Missouri
$137K +$10K +163 +8%
BFIM
62
Beese Fulmer Investment Management
Ohio
$128K
EVM
63
Eaton Vance Management
Massachusetts
$128K +$1.17K +19 +0.9%
AG
64
Advisor Group
Arizona
$100K -$1.6K -26 -2%
YWP
65
YorkBridge Wealth Partners
New York
$92K +$1.23K +20 +1%
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$84K
OIA
67
Optimum Investment Advisors
Illinois
$64K
HWM
68
Holloway Wealth Management
Florida
$62K
TRCT
69
Tower Research Capital (TRC)
New York
$51K +$52.3K +849 New
CFGS
70
Concourse Financial Group Securities
Alabama
$41K +$3.02K +49 +8%
EIP
71
Ellis Investment Partners
Pennsylvania
$40K +$41.5K +673 New
FA
72
Fortis Advisors
Pennsylvania
$38K
GSWM
73
Golden State Wealth Management
California
$36K
LA
74
Legacy Advisors
Pennsylvania
$26K
RIA
75
Realta Investment Advisors
Delaware
$25K +$25.3K +411 New

CEM Hedge Fund Activity: Q2 2019 in Review

90 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q2 2019, worth a combined $249M — down 5% from $262M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new CEM positions and 9 closed out — a net gain of 2 holders — while 32 added to existing stakes and 30 trimmed.

The largest buyer was Virtu Financial, opening a new position worth an estimated $16.2M. The largest seller was NorthRock Partners, cutting an estimated $20.7M.

  • 90 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q2 2019, unchanged from Q1 2019.
  • Funds reported $249M of ClearBridge MLP and Midstream Fund Inc. stock for Q2 2019, down 5% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q2 2019 and 9 closed out, a net change of +2 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q2 2019 was Virtu Financial, an estimated $16.2M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q2 2019 was NorthRock Partners, an estimated $20.7M sold.

Based on aggregated 13F filings for Q2 2019.