GSWM
CEM

Golden State Wealth Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Golden State Wealth Management’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-606
Closed -$34K – 1022
2019
Q3 		$34K Hold
606
– – 0.01% 516
2019
Q2 		$36K Hold
606
– – 0.01% 530
2019
Q1 		$38K Buy
+606
New +$36.9K 0.01% 512

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $366M AUM 29.25% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Golden State Wealth Management's CEM Position: Q4 2019 in Review

Golden State Wealth Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2019, closing a stake of 606 shares — an estimated $34K sold.

Golden State Wealth Management first reported a position in CEM in Q1 2019 and held it in 3 quarters. The position peaked at $38K in Q1 2019. 84 funds tracked by Wall St. Rank hold CEM as of Q4 2019.

  • Golden State Wealth Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2019 after selling out during the quarter.
  • Golden State Wealth Management sold 606 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2019, an estimated $34K.
  • Golden State Wealth Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q1 2019 and held it in 3 quarters.
  • Golden State Wealth Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $38K in Q1 2019.
  • 84 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2019.

Based on Golden State Wealth Management's 13F filing for Q4 2019, filed 13 Feb 2020.