Realta Investment Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Realta Investment Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-6,341	Closed	-$220K	–	826
2023 Q3	$220K	Hold	6,341	–	–	0.05%	368
2023 Q2	$220K	Buy	6,341 +20	+0.3%	+$658	0.05%	377
2023 Q1	$205K	Sell	6,321 -1,097	-15%	-$37.5K	0.05%	385
2022 Q4	$247K	Buy	+7,418	New	+$251K	0.06%	346
2019 Q3	–	Sell	-411	Closed	-$25K	–	1833
2019 Q2	$25K	Buy	+411	New	+$25.3K	0.01%	861

Other funds holding CEM

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Realta Investment Advisors's CEM Position: Q4 2023 in Review

Realta Investment Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2023, closing a stake of 6,341 shares — an estimated $220K sold.

Realta Investment Advisors first reported a position in CEM in Q2 2019 and held it in 5 quarters. The position peaked at $247K in Q4 2022. 78 funds tracked by Wall St. Rank hold CEM as of Q4 2023.

Realta Investment Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2023 after selling out during the quarter.
Realta Investment Advisors sold 6,341 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2023, an estimated $220K.
Realta Investment Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2019 and held it in 5 quarters.
Realta Investment Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $247K in Q4 2022.
78 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2023.

Based on Realta Investment Advisors's 13F filing for Q4 2023, filed 19 Jan 2024.