CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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82 hedge funds and large institutions have $262M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
82
Holders Change
+5
Holders Change %
+6.49%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
29
Reduced
24
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$72.1M
2
NP
2
NorthRock Partners
Minnesota
$19.9M
3
UBS Group
3
UBS Group
Switzerland
$7.99M
4
TB
4
Terril Brothers
Missouri
$9.27M
5
SEIA
5
Signature Estate & Investment Advisors
California
$14.6M

Top Sellers

1
FT
1
Fiduciary Trust
Massachusetts
$15.4M
2
Bank of America
2
Bank of America
North Carolina
$36.4M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.19M
4
Wells Fargo
4
Wells Fargo
California
$4.56M
5
HFS
5
HL Financial Services
Kentucky
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$1.06M -$22.2K -291 -2%
PAG
27
Private Advisor Group
New Jersey
$879K +$3.81K +50 +0.4%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$875K -$10.5K -137 -1%
Cohen & Steers
29
Cohen & Steers
New York
$874K -$331K -4,342 -27%
LWAC
30
Laurel Wealth Advisors (California)
California
$790K +$424K +5,558 +116%
US Bancorp
31
US Bancorp
Minnesota
$693K +$145K +1,900 +26%
BTS
32
BB&T Securities
Virginia
$685K -$88.5K -1,160 -11%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$681K -$916 -12 -0.1%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$670K +$9.39K +123 +1%
SI
35
Stephens Inc
Arkansas
$665K +$3.51K +46 +0.5%
NMC
36
Nine Masts Capital
Hong Kong
$641K +$426K +5,580 +198%
DADC
37
D.A. Davidson & Co
Montana
$633K +$29.1K +381 +5%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$600K -$28.1K -368 -4%
SPIA
39
Steward Partners Investment Advisory
New York
$499K -$22.5K -295 -4%
DA
40
Doliver Advisors
Texas
$465K -$277K -3,627 -37%
UR
41
USCA RIA
Texas
$415K +$159K +2,080 +62%
OC
42
Oppenheimer & Co
New York
$414K -$149K -1,960 -27%
LNC
43
Lincoln National Corp
Pennsylvania
$334K – – –
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$318K +$64.3K +841 +25%
MFW
45
Mosaic Family Wealth
Missouri
$314K +$19.1K +251 +6%
LPL Financial
46
LPL Financial
California
$311K -$772K -10,115 -71%
CSA
47
Cottage Street Advisors
Massachusetts
$277K – – –
HighTower Advisors
48
HighTower Advisors
Illinois
$263K -$18.7K -245 -7%
NFG
49
Nations Financial Group
Iowa
$242K +$3.05K +40 +1%
MML Investors Services
50
MML Investors Services
Massachusetts
$235K +$235K +3,083 New
1
2
3 4