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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

77 hedge funds and large institutions have $285M invested in ClearBridge MLP and Midstream Fund Inc. in 2017 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 25

9% more capital invested

Capital invested by funds: $263M → $285M (+$22.7M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less funds holding

Funds holding: 8377 (-6)

50% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 10

Holders
77
Holders Change
-6
Holders Change %
-7.23%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
32
Reduced
25
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SWP
26
Stratos Wealth Partners
Ohio
$1.15M +$461K +5,513 +67%
HFS
27
HL Financial Services
Kentucky
$1.09M -$30.7K -367 -3%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$971K -$142K -1,696 -13%
PAG
29
Private Advisor Group
New Jersey
$970K +$5.68K +68 +0.6%
DC
30
Davenport & Co
Virginia
$896K -$50.1K -600 -5%
BTS
31
BB&T Securities
Virginia
$848K +$531K +6,358 +168%
DA
32
Doliver Advisors
Texas
$813K -$60.2K -720 -7%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$747K -$22.2K -266 -3%
CHA
34
Cedar Hill Associates
Illinois
$730K -$419K -5,010 -36%
SI
35
Stephens Inc
Arkansas
$725K +$237K +2,830 +48%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$724K +$155K +1,853 +27%
Janney Montgomery Scott
37
Janney Montgomery Scott
Pennsylvania
$688K +$98K +1,173 +17%
DADC
38
D.A. Davidson & Co
Montana
$662K +$110K +1,321 +20%
OC
39
Oppenheimer & Co
New York
$619K -$424K -5,070 -41%
US Bancorp
40
US Bancorp
Minnesota
$601K -$30.7K -367 -5%
SPIA
41
Steward Partners Investment Advisory
New York
$572K +$560K +6,701 +4,786%
Baird Financial Group
42
Baird Financial Group
Wisconsin
$488K -$7.44K -89 -2%
LWAC
43
Laurel Wealth Advisors (California)
California
$401K
LNC
44
Lincoln National Corp
Pennsylvania
$366K +$365K +4,372 New
PI
45
Parkside Investments
Illinois
$346K +$346K +4,135 New
MFW
46
Mosaic Family Wealth
Missouri
$323K +$2.76K +33 +0.9%
HighTower Advisors
47
HighTower Advisors
Illinois
$309K -$35.4K -424 -10%
UR
48
USCA RIA
Texas
$281K +$28.4K +340 +11%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$278K +$31K +371 +13%
CSA
50
Cottage Street Advisors
Massachusetts
$273K +$50.1K +600 +17%

CEM Hedge Fund Activity: Q1 2017 in Review

77 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2017, worth a combined $285M — up 8.6% from $263M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of CEM and 5 opened new positions — a net loss of 5 holders — while 25 trimmed existing stakes and 32 added.

The largest buyer was Sit Investment Associates, adding an estimated $14.6M. The largest seller was NorthRock Partners, cutting an estimated $7.99M.

  • 77 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2017, down from 83 in Q4 2016.
  • Funds reported $285M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2017, up 8.6% quarter-over-quarter.
  • 5 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2017 and 10 closed out, a net change of -5 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2017 was Sit Investment Associates, an estimated $14.6M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2017 was NorthRock Partners, an estimated $7.99M sold.

Based on aggregated 13F filings for Q1 2017.