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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

72 hedge funds and large institutions have $280M invested in ClearBridge MLP and Midstream Fund Inc. in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 23 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 23

9% less funds holding

Funds holding: 7972 (-7)

26% less capital invested

Capital invested by funds: $378M → $280M (-$98M)

39% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 18

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
72
Holders Change
-7
Holders Change %
-8.86%
% of All Funds
2.01%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
23
Reduced
23
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$894K -$87.3K -811 -7%
SCA
27
Samson Capital Advisors
New York
$861K
Deutsche Bank
28
Deutsche Bank
Germany
$817K
Franklin Resources
29
Franklin Resources
California
$686K
BTS
30
BB&T Securities
Virginia
$640K -$150K -1,392 -16%
JP Morgan Chase
31
JP Morgan Chase
New York
$556K
TB
32
Terril Brothers
Missouri
$556K
CIC
33
Carnegie Investment Counsel
Ohio
$512K -$364K -3,380 -38%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$462K +$151K +1,398 +36%
HighTower Advisors
35
HighTower Advisors
Illinois
$445K +$298K +2,766 +118%
MCM
36
Murphy Capital Management
New Jersey
$412K -$423K -3,926 -45%
SHA
37
Smith Hayes Advisers
Nebraska
$356K
MFW
38
Meristem Family Wealth
Minnesota
$338K +$420K +3,900 New
Baird Financial Group
39
Baird Financial Group
Wisconsin
$319K -$36.4K -338 -8%
SWP
40
Stratos Wealth Partners
Ohio
$311K -$10.4K -97 -3%
MFS
41
MSI Financial Services
Massachusetts
$297K -$107K -998 -23%
Stifel Financial
42
Stifel Financial
Missouri
$287K +$155K +1,438 +77%
VKH
43
Virtu KCG Holdings
New York
$263K +$327K +3,039 New
Jane Street
44
Jane Street
New York
$235K +$292K +2,711 New
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$234K +$108 +1 +0%
YP
46
Yellowstone Partners
Idaho
$233K +$71.6K +665 +33%
DADC
47
D.A. Davidson & Co
Montana
$221K +$92.8K +862 +51%
DC
48
Davenport & Co
Virginia
$217K -$194K -1,800 -42%
EVM
49
Eaton Vance Management
Massachusetts
$188K +$5.71K +53 +2%
RJT
50
Raymond James Trust
Florida
$180K

CEM Hedge Fund Activity: Q3 2015 in Review

72 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2015, worth a combined $280M — down 26% from $378M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of CEM and 11 opened new positions — a net loss of 7 holders — while 23 trimmed existing stakes and 23 added.

The largest buyer was Bank of America, adding an estimated $14.6M. The largest seller was Morgan Stanley, cutting an estimated $8.55M.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2015, down from 79 in Q2 2015.
  • Funds reported $280M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2015, down 26% quarter-over-quarter.
  • 11 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2015 and 18 closed out, a net change of -7 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2015 was Bank of America, an estimated $14.6M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2015 was Morgan Stanley, an estimated $8.55M sold.

Based on aggregated 13F filings for Q3 2015.