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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

87 hedge funds and large institutions have $428M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 32 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

68% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 19

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

10% more capital invested

Capital invested by funds: $388M → $428M (+$39.6M)

6% more funds holding

Funds holding: 8287 (+5)

Holders
87
Holders Change
+5
Holders Change %
+6.1%
% of All Funds
2.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
21
Increased
32
Reduced
19
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$1.95M +$40.5K +300 +2%
DADC
27
D.A. Davidson & Co
Montana
$1.67M -$510K -3,781 -24%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.55M -$408K -3,025 -21%
Kayne Anderson Rudnick Investment Management
29
Kayne Anderson Rudnick Investment Management
California
$1.53M +$184K +1,367 +14%
FAAS
30
First Allied Advisory Services
California
$1.4M +$149K +1,107 +12%
SCA
31
Samson Capital Advisors
New York
$1.37M +$1.34M +9,943 New
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$1.34M +$69.7K +517 +6%
MCM
33
Murphy Capital Management
New Jersey
$1.25M -$121K -900 -9%
PAG
34
Private Advisor Group
New Jersey
$1.24M +$243K +1,802 +25%
CIC
35
Carnegie Investment Counsel
Ohio
$1.22M -$93.1K -690 -7%
Cohen & Steers
36
Cohen & Steers
New York
$1.17M
Franklin Resources
37
Franklin Resources
California
$1.09M
RJA
38
Raymond James & Associates
Florida
$1.09M +$117K +869 +12%
AIG
39
American International Group
New York
$973K +$110K +814 +13%
UR
40
USCA RIA
Texas
$914K +$893K +6,620 New
TB
41
Terril Brothers
Missouri
$897K
JP Morgan Chase
42
JP Morgan Chase
New York
$886K
HFS
43
HL Financial Services
Kentucky
$769K -$124K -920 -14%
B
44
Baird
Wisconsin
$607K -$27.1K -201 -4%
MFS
45
MSI Financial Services
Massachusetts
$588K -$141K -1,048 -20%
SHA
46
Smith Hayes Advisers
Nebraska
$567K
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$531K +$18.1K +134 +4%
TJHA
48
Thomas J. Herzfeld Advisors
Florida
$524K +$207K +1,533 +68%
SWP
49
Stratos Wealth Partners
Ohio
$513K +$13.4K +99 +3%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$445K +$80.3K +595 +23%

CEM Hedge Fund Activity: Q4 2014 in Review

87 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2014, worth a combined $428M — up 10% from $388M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new CEM positions and 13 closed out — a net gain of 8 holders — while 32 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.2M. The largest seller was Doliver Advisors, exiting entirely with an estimated $3.03M sold.

  • 87 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2014, up from 82 in Q3 2014.
  • Funds reported $428M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2014, up 10% quarter-over-quarter.
  • 21 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2014 and 13 closed out, a net change of +8 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2014 was Morgan Stanley, an estimated $10.2M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2014 was Doliver Advisors, an estimated $3.03M sold.

Based on aggregated 13F filings for Q4 2014.