B
CEM

Baird’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Baird’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		$501K Sell
4,011
-391
-9% -$50.4K 0.01% 956
2014
Q4 		$607K Sell
4,402
-201
-4% -$27.1K 0.01% 882
2014
Q3 		$642K Buy
+4,603
New +$665K 0.01% 766

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Bessemer Group
Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
SLF
Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Baird's CEM Position: Q1 2015 in Review

Baird reduced its ClearBridge MLP and Midstream Fund Inc. (CEM) stake by 8.9% in Q1 2015, selling an estimated $50.4K and leaving 4,011 shares worth $501K. The position accounts for 0.01% of the portfolio, ranked #956.

Baird first reported a position in CEM in Q3 2014 and has held it in 3 quarters since. The position peaked at $642K in Q3 2014. 80 funds tracked by Wall St. Rank hold CEM as of Q1 2015.

  • Baird held 4,011 shares of ClearBridge MLP and Midstream Fund Inc. worth $501K as of Q1 2015.
  • Baird sold 391 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2015, an estimated $50.4K.
  • ClearBridge MLP and Midstream Fund Inc. made up 0.01% of Baird's portfolio in Q1 2015, its #956 holding.
  • Baird first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2014 and has held it in 3 quarters since.
  • Baird's ClearBridge MLP and Midstream Fund Inc. position peaked at $642K in Q3 2014.
  • 80 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.