CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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82 hedge funds and large institutions have $388M invested in ClearBridge MLP and Midstream Fund Inc. in 2014 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
82
Holders Change
+17
Holders Change %
+26.15%
% of All Funds
2.38%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
19
Increased
21
Reduced
19
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bessemer Group
1
Bessemer Group
New Jersey
$39M
2
CA
2
Cornerstone Advisors
North Carolina
$8.32M
3
1832 Asset Management
3
1832 Asset Management
Ontario, Canada
$4.66M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.96M
5
DA
5
Doliver Advisors
Texas
$3.03M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$127M
2
Janney Montgomery Scott
2
Janney Montgomery Scott
Pennsylvania
$1.28M
3
AAM
3
Advisors Asset Management
Colorado
$11.9M
4
Bank of America
4
Bank of America
North Carolina
$50.5M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.98M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIC
26
Carnegie Investment Counsel
Ohio
$1.41M -$90.3K -648 -6%
MCM
27
Murphy Capital Management
New Jersey
$1.38M -$236K -1,693 -15%
TC
28
TFS Capital
Pennsylvania
$1.38M +$1.38M +9,906 New
Kayne Anderson Rudnick Investment Management
29
Kayne Anderson Rudnick Investment Management
California
$1.36M +$495K +3,552 +57%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$1.28M -$5.24M -37,613 -80%
FAAS
31
First Allied Advisory Services
California
$1.25M +$536K +3,856 +75%
Cohen & Steers
32
Cohen & Steers
New York
$1.18M – – –
Franklin Resources
33
Franklin Resources
California
$1.1M – – –
PAG
34
Private Advisor Group
New Jersey
$1.01M -$7.95K -57 -0.8%
RJA
35
Raymond James & Associates
Florida
$978K -$6.41K -46 -0.7%
HFS
36
HL Financial Services
Kentucky
$905K -$12.7K -91 -1%
TB
37
Terril Brothers
Missouri
$903K +$903K +6,500 New
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$895K – – –
RCM
39
Robinson Capital Management
Michigan
$877K +$877K +6,291 New
AIG
40
American International Group
New York
$869K +$789K +5,663 +987%
MFS
41
MSI Financial Services
Massachusetts
$740K +$51K +366 +7%
B
42
Baird
Wisconsin
$642K +$642K +4,603 New
SHA
43
Smith Hayes Advisers
Nebraska
$573K – – –
Cambridge Investment Research Advisors
44
Cambridge Investment Research Advisors
Iowa
$517K -$13.7K -98 -3%
SWP
45
Stratos Wealth Partners
Ohio
$504K +$21.3K +153 +4%
CT
46
Cambridge Trust
Massachusetts
$435K -$11.1K -80 -2%
WAM
47
Wolverine Asset Management
Illinois
$394K +$394K +2,832 New
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$367K +$367K +2,627 New
LC
49
Lourd Capital
California
$332K – – –
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$315K +$315K +2,261 New
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