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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-14.43%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
-$31.3M
Cap. Flow
+$10.8M
Cap. Flow %
4.32%
Top 10 Hldgs %
38.31%
Holding
325
New
48
Increased
75
Reduced
92
Closed
31

Top Buys

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$12.1M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.4M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$10.3M
4
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$7.57M
5
OCCI
OFS Credit Co
OCCI
+$4.97M

Top Sells

Rank Stock Value
1
ECC
Eagle Point Credit Company
ECC
+$9.95M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.15M
3
OXLC
Oxford Lane Capital
OXLC
+$5.46M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.49M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$3.36M

Sector Composition

Rank Sector Weight
1 Financials 6.45%
2 Industrials 3.87%
3 Consumer Discretionary 3.83%
4 Consumer Staples 1.39%
5 Materials 1.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGB
126
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
$172K 0.07%
+12,771
New +$189K
FUND
127
Sprott Focus Trust
FUND
$296M
$170K 0.07%
29,407
-14,835
-34% -$98.5K
IWV icon
128
iShares Russell 3000 ETF
IWV
$19.5B
$169K 0.07%
+1,150
New +$183K
BTA
129
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
$160K 0.06%
14,998
+6,313
+73% +$69K
MRK icon
130
Merck
MRK
$326B
$153K 0.06%
2,096
– –
DFP
131
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$144K 0.06%
+7,062
New +$151K
FFC
132
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$774M
$144K 0.06%
+8,585
New +$146K
DSU icon
133
BlackRock Debt Strategies Fund
DSU
$592M
$138K 0.06%
14,095
– –
AMGN icon
134
Amgen
AMGN
$212B
$136K 0.05%
700
– –
NKX icon
135
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
$127K 0.05%
+10,000
New +$126K
AFB
136
AllianceBernstein National Municipal Income Fund
AFB
$314M
$126K 0.05%
10,411
-96
-0.9% -$1.15K
PNI
137
PIMCO New York Municipal Income Fund II
PNI
$76.8M
$122K 0.05%
11,554
+9,100
+371% +$98.5K
EVO
138
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$122K 0.05%
10,074
+1,874
+23% +$22.5K
CEV
139
Eaton Vance California Municipal Income Trust
CEV
$71.5M
$121K 0.05%
10,947
-3,224
-23% -$35.4K
JGH icon
140
Nuveen Global High Income Fund
JGH
$351M
$121K 0.05%
8,839
– –
VTOL icon
141
Bristow Group
VTOL
$1.34B
$118K 0.05%
6,737
– –
ERC
142
Allspring Multi-Sector Income Fund
ERC
$253M
$112K 0.04%
10,142
– –
NXR
143
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$112K 0.04%
7,810
– –
NXP icon
144
Nuveen Select Tax-Free Income Portfolio
NXP
$899M
$109K 0.04%
7,740
– –
MUH
145
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$107K 0.04%
+8,242
New +$107K
CMU
146
DELISTED
MFS High Yield Municipal Trust
CMU
$106K 0.04%
25,367
+14,290
+129% +$61.5K
CEF icon
147
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$100K 0.04%
8,000
– –
BFZ
148
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$96K 0.04%
+8,000
New +$97.2K
MGU
149
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$96K 0.04%
5,086
– –
AEF
150
abrdn Emerging Markets Equity Income Fund
AEF
$342M
$93K 0.04%
14,684
-261,233
-95% -$1.71M
4 5
6
7 8

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Thomas J. Herzfeld Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Thomas J. Herzfeld Advisors held 325 positions worth $251M, down 11% from $282M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.8M of net new capital in Q4 2018, opening 48 new positions and adding to 75 existing holdings. Its largest new stake was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.

By sector, the portfolio is most concentrated in Financials at 6.4% of assets, down from 7.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Eagle Point Credit Company, an estimated $9.95M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2018 buy was PIMCO Dynamic Credit and Mortgage Income Fund: 456,462 shares worth $9.61M.
  • Thomas J. Herzfeld Advisors added most to Highland Opportunities and Income Fund in Q4 2018, an estimated $12.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2018 reduction was Eagle Point Credit Company, cutting an estimated $9.95M.
  • Thomas J. Herzfeld Advisors fully exited iShares Floating Rate Bond ETF in Q4 2018, selling an estimated $8.15M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 38% of its $251M portfolio in Q4 2018.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 31 in Q4 2018.
  • Thomas J. Herzfeld Advisors's portfolio value fell 11% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2018, filed 14 Feb 2019.