Thomas J. Herzfeld Advisors’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q1	–	Sell	-145,328	Closed	-$1.34M	–	134
2024 Q4	$1.34M	Buy	145,328 +15,902	+12%	+$145K	0.43%	59
2024 Q3	$1.24M	Buy	129,426 +6,899	+6%	+$63.8K	0.41%	61
2024 Q2	$1.1M	Buy	122,527 +79,523	+185%	+$717K	0.39%	62
2024 Q1	$401K	Buy	+43,004	New	+$404K	0.14%	81
2020 Q3	–	Sell	-2,953	Closed	-$33K	–	270
2020 Q2	$33K	Buy	+2,953	New	+$30.4K	0.02%	145
2019 Q2	–	Sell	-10,020	Closed	-$121K	–	277
2019 Q1	$121K	Sell	10,020 -122	-1%	-$1.46K	0.04%	146
2018 Q4	$112K	Hold	10,142	–	–	0.04%	142
2018 Q3	$123K	Buy	+10,142	New	+$127K	0.04%	128
2017 Q2	–	Sell	-234	Closed	-$3K	–	294
2017 Q1	$3K	Hold	234	–	–	﹤0.01%	292
2016 Q4	$3K	Hold	234	–	–	﹤0.01%	301
2016 Q3	$3K	Hold	234	–	–	﹤0.01%	288
2016 Q2	$3K	Hold	234	–	–	﹤0.01%	303
2016 Q1	$3K	Hold	234	–	–	﹤0.01%	330
2015 Q4	$3K	Hold	234	–	–	﹤0.01%	317
2015 Q3	$3K	Hold	234	–	–	﹤0.01%	318
2015 Q2	$3K	Hold	234	–	–	﹤0.01%	303
2015 Q1	$3K	Hold	234	–	–	﹤0.01%	287
2014 Q4	$3K	Hold	234	–	–	﹤0.01%	294
2014 Q3	$3K	Sell	234 -1,066	-82%	-$15.5K	﹤0.01%	259
2014 Q2	$19K	Sell	1,300 -3,000	-70%	-$44.2K	0.01%	228
2014 Q1	$62K	Hold	4,300	–	–	0.04%	210
2013 Q4	$60K	Buy	+4,300	New	+$60.8K	0.03%	215

Other funds holding ERC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Pathstone Holdings Englewood, New Jersey $25.1B AUM 22.95% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

GraniteShares Advisors New York $139M AUM 0.56% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Thomas J. Herzfeld Advisors's ERC Position: Q1 2025 in Review

Thomas J. Herzfeld Advisors sold out of Allspring Multi-Sector Income Fund (ERC) in Q1 2025, closing a stake of 145,328 shares — an estimated $1.34M sold.

Thomas J. Herzfeld Advisors first reported a position in ERC in Q4 2013 and held it in 22 quarters. The position peaked at $1.34M in Q4 2024. 68 funds tracked by Wall St. Rank hold ERC as of Q1 2025.

Thomas J. Herzfeld Advisors reported no remaining Allspring Multi-Sector Income Fund position as of Q1 2025 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 145,328 Allspring Multi-Sector Income Fund shares in Q1 2025, an estimated $1.34M.
Thomas J. Herzfeld Advisors first reported a position in Allspring Multi-Sector Income Fund in Q4 2013 and held it in 22 quarters.
Thomas J. Herzfeld Advisors's Allspring Multi-Sector Income Fund position peaked at $1.34M in Q4 2024.
68 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q1 2025.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2025, filed 14 May 2025.