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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$238M
AUM Growth
+$23.4M
Cap. Flow
+$32.3M
Cap. Flow %
13.57%
Top 10 Hldgs %
37.14%
Holding
327
New
35
Increased
85
Reduced
37
Closed
20

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$7.31M
2
THQ
abrdn Healthcare Opportunities Fund
THQ
+$5.18M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.89M
4
BST icon
BlackRock Science and Technology Trust
BST
+$2.24M
5
MVCB.CL
MVC Capital, Inc.
MVCB.CL
+$2.18M

Top Sells

Rank Stock Value
1
FTT
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
+$3.24M
2
GLO
Clough Global Opportunities Fund
GLO
+$2.37M
3
DCA
Virtus Total Return Fund
DCA
+$1.49M
4
GGN.PRB
GAMCO Global Gold Natural Resources & Income Trust 5.00% Series B
GGN.PRB
+$708K
5
GLQ
Clough Global Equity Fund
GLQ
+$434K

Sector Composition

Rank Sector Weight
1 Financials 5.16%
2 Industrials 4.09%
3 Consumer Discretionary 3.45%
4 Consumer Staples 1.78%
5 Utilities 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INF
101
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$361K 0.15%
+22,001
New +$413K
FUND
102
Sprott Focus Trust
FUND
$293M
$357K 0.15%
50,492
+4,878
+11% +$36K
EWW icon
103
iShares MSCI Mexico ETF
EWW
$1.89B
$343K 0.14%
6,000
– –
VMC icon
104
Vulcan Materials
VMC
$36.3B
$336K 0.14%
4,000
– –
CEM
105
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$321K 0.13%
2,761
– –
SOR
106
Source Capital
SOR
$369M
$313K 0.13%
4,301
+3
+0.1% +$221
BNS icon
107
Scotiabank
BNS
$106B
$307K 0.13%
6,276
-64
-1% -$3.26K
TGP
108
DELISTED
Teekay LNG Partners L.P.
TGP
$302K 0.13%
9,589
+3
+0% +$108
WIW
109
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$298K 0.13%
26,794
-8,281
-24% -$94K
NXG
110
NXG NextGen Infrastructure Income Fund
NXG
$339M
$297K 0.12%
3,847
– –
SGF
111
DELISTED
Aberdeen Singapore Fund
SGF
$295K 0.12%
26,708
– –
WU icon
112
Western Union
WU
$2.57B
$285K 0.12%
14,000
-3,000
-18% -$63.9K
HYI
113
Western Asset High Yield Opportunity Fund Inc
HYI
$134M
$261K 0.11%
17,103
-4,466
-21% -$72.4K
ZF
114
DELISTED
Virtus Total Return Fund Inc.
ZF
$250K 0.11%
17,326
+18
+0.1% +$274
GLV
115
Clough Global Dividend & Income Fund
GLV
$78.4M
$245K 0.1%
16,769
-22,264
-57% -$336K
APF
116
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$240K 0.1%
15,294
– –
PFL
117
PIMCO Income Strategy Fund
PFL
$381M
$235K 0.1%
+22,000
New +$247K
PCN
118
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$234K 0.1%
+16,748
New +$252K
PCEF icon
119
Invesco CEF Income Composite ETF
PCEF
$812M
$227K 0.1%
+10,000
New +$237K
TSI
120
TCW Strategic Income Fund
TSI
$212M
$223K 0.09%
43,230
-3,000
-6% -$16.2K
BWG
121
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$210K 0.09%
14,864
– –
JFC
122
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$208K 0.09%
11,067
– –
TTF
123
DELISTED
Thai Fund
TTF
$204K 0.09%
24,585
– –
DMC
124
Del Monte Corp
DMC
$1.35B
$193K 0.08%
5,000
– –
MXE
125
Mexico Equity and Income Fund
MXE
$57.6M
$187K 0.08%
15,191
– –
3 4
5
6 7

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DMBA
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MFC
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MEPT
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Thomas J. Herzfeld Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Thomas J. Herzfeld Advisors held 327 positions worth $238M, up 11% from $215M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Thomas J. Herzfeld Advisors deployed $32.3M of net new capital in Q2 2015, opening 35 new positions and adding to 85 existing holdings. Its largest new stake was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $2.37M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q2 2015 buy was Eaton Vance Tax-Advantaged Dividend Income Fund: 26,552 shares worth $522K.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q2 2015, an estimated $7.31M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2015 reduction was Clough Global Opportunities Fund, cutting an estimated $2.37M.
  • Thomas J. Herzfeld Advisors fully exited FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST in Q2 2015, selling an estimated $3.24M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 37% of its $238M portfolio in Q2 2015.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 20 in Q2 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $238M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2015, filed 14 Aug 2015.