Thomas J. Herzfeld Advisors’s PIMCO Income Strategy Fund PFL Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio PFL Stock Details PFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-18,623	Closed	-$221K	–	292
2018 Q2	$221K	Sell	18,623 -6,292	-25%	-$75.5K	0.08%	117
2018 Q1	$291K	Buy	+24,915	New	+$288K	0.11%	101
2016 Q3	–	Sell	-17,520	Closed	-$180K	–	305
2016 Q2	$180K	Sell	17,520 -58,123	-77%	-$577K	0.1%	110
2016 Q1	$723K	Sell	75,643 -11,711	-13%	-$109K	0.37%	67
2015 Q4	$851K	Buy	87,354 +9,435	+12%	+$94.4K	0.34%	62
2015 Q3	$754K	Buy	77,919 +55,919	+254%	+$572K	0.33%	66
2015 Q2	$235K	Buy	+22,000	New	+$247K	0.1%	117

Other funds holding PFL

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

F3Logic Burnsville, Minnesota $476M AUM 16.57% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

AIA

Armor Investment Advisors Raleigh, North Carolina $278M AUM 14.95% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Thomas J. Herzfeld Advisors's PFL Position: Q3 2018 in Review

Thomas J. Herzfeld Advisors sold out of PIMCO Income Strategy Fund (PFL) in Q3 2018, closing a stake of 18,623 shares — an estimated $221K sold.

Thomas J. Herzfeld Advisors first reported a position in PFL in Q2 2015 and held it in 7 quarters. The position peaked at $851K in Q4 2015. 49 funds tracked by Wall St. Rank hold PFL as of Q3 2018.

Thomas J. Herzfeld Advisors reported no remaining PIMCO Income Strategy Fund position as of Q3 2018 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 18,623 PIMCO Income Strategy Fund shares in Q3 2018, an estimated $221K.
Thomas J. Herzfeld Advisors first reported a position in PIMCO Income Strategy Fund in Q2 2015 and held it in 7 quarters.
Thomas J. Herzfeld Advisors's PIMCO Income Strategy Fund position peaked at $851K in Q4 2015.
49 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund as of Q3 2018.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.