PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $51.6M invested in PIMCO Income Strategy Fund in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
16
Reduced
14
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$9.8M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.95M
3
PPA
3
Parametric Portfolio Associates
Washington
$824K
4
FFA
4
First Foundation Advisors
California
$852K
5
SG Americas Securities
5
SG Americas Securities
New York
$538K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$650K
2
RCM
2
Rivernorth Capital Management
Florida
$382K
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$0
4
HK
4
Horizon Kinetics
New York
$5.73M
5
GC
5
Guggenheim Capital
Illinois
$2.72M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$9.8M 1,005,793 +279,515 +38%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.95M 816,216 +121,572 +18%
HK
3
Horizon Kinetics
New York
$5.73M 587,965 -40,650 -6%
SFS
4
Shaker Financial Services
Virginia
$5.05M 518,034 +35,594 +7%
Invesco
5
Invesco
Georgia
$3.74M 383,602 -23,708 -6%
MIG
6
Mariner Investment Group
New York
$3.2M 328,536 +42,164 +15%
GC
7
Guggenheim Capital
Illinois
$2.72M 279,635 -30,526 -10%
Morgan Stanley
8
Morgan Stanley
New York
$1.46M 150,054 +1,018 +0.7%
Creative Planning
9
Creative Planning
Kansas
$1.4M 143,585 +170 +0.1%
LPL Financial
10
LPL Financial
California
$1.01M 103,183 +49,999 +94%
FFA
11
First Foundation Advisors
California
$852K 87,477 +60,218 +221%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$851K 87,354 +9,435 +12%
PPA
13
Parametric Portfolio Associates
Washington
$824K 84,574 +84,574 New
Bank of America
14
Bank of America
North Carolina
$650K 66,696 -88,735 -57%
BTS
15
BB&T Securities
Virginia
$642K 65,954 +1,926 +3%
SB
16
Suntrust Banks
Georgia
$557K 57,213 – –
SG Americas Securities
17
SG Americas Securities
New York
$538K 55,201 +55,201 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$493K 50,459 -16,743 -25%
Wells Fargo
19
Wells Fargo
California
$465K 47,750 -5,500 -10%
SRC
20
Shufro Rose & Co
New York
$437K 44,900 +1,000 +2%
UBS Group
21
UBS Group
Switzerland
$434K 44,589 +1,356 +3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$401K 41,183 +3,382 +9%
RCM
23
Rivernorth Capital Management
Florida
$382K 39,261 -85,303 -68%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$317K 32,547 -6,274 -16%
CA
25
Cornerstone Advisory
Maryland
$312K 32,000 +32,000 New
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