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PFL

PIMCO Income Strategy Fund

44 hedge funds and large institutions have $51.6M invested in PIMCO Income Strategy Fund in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

8% more capital invested

Capital invested by funds: $47.7M → $51.6M (+$3.93M)

1.46% more ownership

Funds ownership: 20.5%21.96% (+1.5%)

0% more funds holding

Funds holding: 4444 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
44
Holders Change
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
16
Reduced
14
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$9.8M +$2.8M +279,515 +38%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$7.95M +$1.22M +121,572 +18%
HK
3
Horizon Kinetics
New York
$5.73M -$407K -40,650 -6%
SFS
4
Shaker Financial Services
Virginia
$5.05M +$356K +35,594 +7%
Invesco
5
Invesco
Georgia
$3.74M -$237K -23,708 -6%
MIG
6
Mariner Investment Group
New York
$3.2M +$422K +42,164 +15%
GC
7
Guggenheim Capital
Illinois
$2.72M -$305K -30,526 -10%
Morgan Stanley
8
Morgan Stanley
New York
$1.46M +$10.2K +1,018 +0.7%
Creative Planning
9
Creative Planning
Kansas
$1.4M +$1.7K +170 +0.1%
LPL Financial
10
LPL Financial
California
$1.01M +$500K +49,999 +94%
FFA
11
First Foundation Advisors
California
$852K +$603K +60,218 +221%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$851K +$94.4K +9,435 +12%
PPA
13
Parametric Portfolio Associates
Washington
$824K +$846K +84,574 New
Bank of America
14
Bank of America
North Carolina
$650K -$888K -88,735 -57%
BTS
15
BB&T Securities
Virginia
$642K +$19.3K +1,926 +3%
SB
16
Suntrust Banks
Georgia
$557K
SG Americas Securities
17
SG Americas Securities
New York
$538K +$552K +55,201 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$493K -$168K -16,743 -25%
Wells Fargo
19
Wells Fargo
California
$465K -$55K -5,500 -10%
SRC
20
Shufro Rose & Co
New York
$437K +$10K +1,000 +2%
UBS Group
21
UBS Group
Switzerland
$434K +$13.6K +1,356 +3%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$401K +$33.8K +3,382 +9%
RCM
23
Rivernorth Capital Management
Florida
$382K -$853K -85,303 -68%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$317K -$62.8K -6,274 -16%
CA
25
Cornerstone Advisory
Maryland
$312K +$320K +32,000 New

PFL Hedge Fund Activity: Q4 2015 in Review

44 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2015, worth a combined $51.6M — up 8.2% from $47.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFL positions and 7 closed out — a net gain of 1 holder — while 16 added to existing stakes and 14 trimmed.

The largest buyer was Sit Investment Associates, adding an estimated $2.8M. The largest seller was Bank of America, cutting an estimated $888K.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $51.6M of PIMCO Income Strategy Fund stock for Q4 2015, up 8.2% quarter-over-quarter.
  • 8 funds opened new PIMCO Income Strategy Fund positions in Q4 2015 and 7 closed out, a net change of +1 holder.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2015 was Sit Investment Associates, an estimated $2.8M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2015 was Bank of America, an estimated $888K sold.

Based on aggregated 13F filings for Q4 2015.