PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $44M invested in PIMCO Income Strategy Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
13
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
Horizon Kinetics
New York
+$1.24M
2
Invesco
Invesco
Georgia
+$920K
3
GC
Guggenheim Capital
Illinois
+$910K
4
Creative Planning
Creative Planning
Kansas
+$327K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$273K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$1.73M
2
RCM
Rivernorth Capital Management
Florida
-$1.15M
3
MFS
MSI Financial Services
Massachusetts
-$886K
4
Citigroup
Citigroup
New York
-$307K
5
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$247K
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$9.82M +$1.24M +100,334 +14%
RCM
2
Rivernorth Capital Management
Florida
$5.33M -$1.15M -93,426 -18%
BTS
3
BB&T Securities
Virginia
$3.82M +$120K +970 +3%
Invesco
4
Invesco
Georgia
$3.67M +$920K +74,565 +34%
Nuveen Asset Management
5
Nuveen Asset Management
Illinois
$3.01M -$247K -20,000 -8%
Morgan Stanley
6
Morgan Stanley
New York
$2.43M -$163K -13,246 -6%
GC
7
Guggenheim Capital
Illinois
$2.02M +$910K +73,798 +82%
SIA
8
Sit Investment Associates
Minnesota
$1.98M +$106K +8,600 +6%
Bank of America
9
Bank of America
North Carolina
$1.18M +$37.1K +3,005 +3%
SB
10
Suntrust Banks
Georgia
$1.13M +$123K +10,000 +12%
Mariner
11
Mariner
Kansas
$990K -$168K -13,633 -15%
LPL Financial
12
LPL Financial
California
$970K -$90.4K -7,324 -9%
Wells Fargo
13
Wells Fargo
California
$911K +$10.8K +875 +1%
Creative Planning
14
Creative Planning
Kansas
$867K +$327K +26,542 +61%
SFS
15
Shaker Financial Services
Virginia
$788K -$1.73M -140,183 -69%
U
16
UBS
Switzerland
$718K +$35.4K +2,864 +5%
SRC
17
Shufro Rose & Co
New York
$529K +$11.7K +950 +2%
NPC
18
National Planning Corporation
California
$526K -$62.1K -5,035 -11%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$457K +$273K +22,122 +148%
HCM
20
Hollencrest Capital Management
California
$377K – – –
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$332K +$4.06K +329 +1%
FFA
22
First Foundation Advisors
California
$322K -$127K -10,300 -28%
KFS
23
KMS Financial Services
Washington
$315K +$1.67K +135 +0.5%
WKWM
24
Walter & Keenan Wealth Management
Indiana
$208K +$208K +17,900 New
BBA
25
BLB&B Advisors
Pennsylvania
$203K +$74 +6 +0%
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