PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

47 hedge funds and large institutions have $39.9M invested in PIMCO Income Strategy Fund in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 8 closing their positions.

Holders
47
Holders Change
–
Holders Change %
0%
% of All Funds
1.37%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
15
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$6.75M
2
SFS
2
Shaker Financial Services
Virginia
$2.35M
3
Invesco
3
Invesco
Georgia
$1.72M
4
SIA
4
Sit Investment Associates
Minnesota
$1.64M
5
PP
5
Paloma Partners
Connecticut
$373K

Top Sellers

1
U
1
UBS
Switzerland
$760K
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$0
3
RCM
3
Rivernorth Capital Management
Florida
$6.46M
4
FAAS
4
First Allied Advisory Services
California
$0
5
NPC
5
National Planning Corporation
California
$597K
Name Market Value Shares Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$6.75M 597,078 +566,378 +1,845%
RCM
2
Rivernorth Capital Management
Florida
$6.46M 570,701 -34,335 -6%
BTS
3
BB&T Securities
Virginia
$3.33M 29,450 +800 +3%
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$2.68M 236,500 +2,000 +0.9%
Morgan Stanley
5
Morgan Stanley
New York
$2.42M 214,152 +21,016 +11%
SFS
6
Shaker Financial Services
Virginia
$2.35M 207,711 +207,711 New
Invesco
7
Invesco
Georgia
$1.72M 151,793 +62,537 +70%
SIA
8
Sit Investment Associates
Minnesota
$1.64M 144,902 +43,987 +44%
Mariner
9
Mariner
Kansas
$1.16M 102,211 -4,176 -4%
Bank of America
10
Bank of America
North Carolina
$1.08M 95,591 -23,582 -20%
LPL Financial
11
LPL Financial
California
$958K 84,735 +999 +1%
SB
12
Suntrust Banks
Georgia
$922K 81,525 – –
Wells Fargo
13
Wells Fargo
California
$817K 72,237 -17,788 -20%
MFS
14
MSI Financial Services
Massachusetts
$811K 71,707 -2,536 -3%
GC
15
Guggenheim Capital
Illinois
$810K 71,618 +20 +0%
U
16
UBS
Switzerland
$760K 67,190 -192,270 -74%
NPC
17
National Planning Corporation
California
$597K 52,712 -29,096 -36%
SRC
18
Shufro Rose & Co
New York
$474K 41,950 +500 +1%
FFA
19
First Foundation Advisors
California
$412K 36,427 – –
PP
20
Paloma Partners
Connecticut
$373K 33,008 +33,008 New
KFS
21
KMS Financial Services
Washington
$372K 32,888 -1,273 -4%
HCM
22
Hollencrest Capital Management
California
$345K 30,526 +30,526 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$297K 26,277 +599 +2%
Creative Planning
24
Creative Planning
Kansas
$294K 25,983 +1,608 +7%
PAA
25
Peregrine Asset Advisers
Oregon
$268K 2,520 +10 +0.4%
1
2 3