PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

39 hedge funds and large institutions have $40.5M invested in PIMCO Income Strategy Fund in 2017 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
12
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
National Planning Corporation
California
+$492K
2
GC
Guggenheim Capital
Illinois
+$389K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$311K
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$196K
5
BTS
BB&T Securities
Virginia
+$50K

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.99M
2
Nuveen Asset Management
Nuveen Asset Management
Illinois
-$697K
3
RCM
Robinson Capital Management
Michigan
-$586K
4
SIA
Sit Investment Associates
Minnesota
-$478K
5
HK
Horizon Kinetics
New York
-$335K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$7.05M -$3.99M -337,453 -36%
HK
2
Horizon Kinetics
New York
$4.03M -$335K -28,331 -8%
LPL Financial
3
LPL Financial
California
$3.09M -$290K -24,544 -9%
Creative Planning
4
Creative Planning
Kansas
$2.78M +$35.3K +2,989 +1%
Invesco
5
Invesco
Georgia
$2.58M -$139K -11,757 -5%
SIA
6
Sit Investment Associates
Minnesota
$1.94M -$478K -40,470 -20%
AIA
7
Armor Investment Advisors
North Carolina
$1.68M +$3.15K +267 +0.2%
GC
8
Guggenheim Capital
Illinois
$1.63M +$389K +32,977 +31%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.6M +$196K +16,594 +14%
Morgan Stanley
10
Morgan Stanley
New York
$1.56M +$31.7K +2,685 +2%
NPC
11
National Planning Corporation
California
$1.56M +$492K +41,268 +46%
Nuveen Asset Management
12
Nuveen Asset Management
Illinois
$1.26M -$697K -59,000 -36%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.08M +$311K +26,354 +41%
BTS
14
BB&T Securities
Virginia
$976K +$50K +4,233 +5%
FFA
15
First Foundation Advisors
California
$856K -$26K -2,200 -3%
SIM
16
Sonora Investment Management
Arizona
$770K – – –
RJA
17
Raymond James & Associates
Florida
$740K -$2.03K -172 -0.3%
SB
18
Suntrust Banks
Georgia
$712K +$36.5K +3,088 +5%
Wells Fargo
19
Wells Fargo
California
$575K -$6.08K -515 -1%
AG
20
Advisor Group
Arizona
$565K -$24.8K -2,100 -4%
Bank of America
21
Bank of America
North Carolina
$534K -$48K -4,060 -8%
UBS Group
22
UBS Group
Switzerland
$513K -$107K -9,038 -17%
SRC
23
Shufro Rose & Co
New York
$471K -$23.6K -2,000 -5%
TC
24
Telemus Capital
Michigan
$425K – – –
CIBC Private Wealth Group
25
CIBC Private Wealth Group
Georgia
$377K – – –
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