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PFL

PIMCO Income Strategy Fund

45 hedge funds and large institutions have $33.8M invested in PIMCO Income Strategy Fund in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.36% more ownership

Funds ownership: 13.61%13.97% (+0.36%)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

5% less capital invested

Capital invested by funds: $35.6M → $33.8M (-$1.82M)

8% less funds holding

Funds holding: 4945 (-4)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
45
Holders Change
-4
Holders Change %
-8.16%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
12
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
F
1
F3Logic
Minnesota
$4.73M +$1.64M +148,923 +52%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.07M -$1.74M -158,198 -30%
HK
3
Horizon Kinetics
New York
$2.58M -$51.3K -4,658 -2%
SFS
4
Shaker Financial Services
Virginia
$2.5M +$2.53M +229,642 New
Creative Planning
5
Creative Planning
Kansas
$1.88M -$230K -20,835 -11%
Morgan Stanley
6
Morgan Stanley
New York
$1.88M +$5.88K +534 +0.3%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.73M +$20.7K +1,881 +1%
Invesco
8
Invesco
Georgia
$1.61M +$20.3K +1,844 +1%
AIA
9
Armor Investment Advisors
North Carolina
$1.41M -$14.3K -1,300 -1%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.06M +$556K +50,477 +107%
Ameriprise
11
Ameriprise
Minnesota
$1.03M -$43.4K -3,939 -4%
BTS
12
BB&T Securities
Virginia
$939K +$2.17K +197 +0.2%
Bank of America
13
Bank of America
North Carolina
$827K -$82.5K -7,487 -9%
MAFM
14
Mid Atlantic Financial Management
Pennsylvania
$712K +$722K +65,500 New
SIM
15
Sonora Investment Management
Arizona
$696K
GC
16
Guggenheim Capital
Illinois
$658K -$445K -40,348 -40%
SB
17
Suntrust Banks
Georgia
$622K
LPL Financial
18
LPL Financial
California
$611K -$609K -55,250 -50%
Wells Fargo
19
Wells Fargo
California
$526K +$11.7K +1,065 +2%
WAM
20
Wealthspire Advisors (Maryland)
Maryland
$500K
UBS Group
21
UBS Group
Switzerland
$484K -$14.8K -1,339 -3%
SRC
22
Shufro Rose & Co
New York
$430K -$22K -2,000 -5%
AG
23
Advisor Group
Arizona
$336K -$684K -62,079 -67%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$293K +$77.6K +7,039 +35%
WAM
25
Weiss Asset Management
Massachusetts
$186K +$189K +17,133 New

PFL Hedge Fund Activity: Q4 2018 in Review

45 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2018, worth a combined $33.8M — down 5.1% from $35.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PFL and 8 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 12 added.

The largest buyer was Shaker Financial Services, opening a new position worth an estimated $2.53M. The largest seller was Royal Bank of Canada, cutting an estimated $1.74M.

  • 45 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2018, down from 49 in Q3 2018.
  • Funds reported $33.8M of PIMCO Income Strategy Fund stock for Q4 2018, down 5.1% quarter-over-quarter.
  • 8 funds opened new PIMCO Income Strategy Fund positions in Q4 2018 and 9 closed out, a net change of -1 holder.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2018 was Shaker Financial Services, an estimated $2.53M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2018 was Royal Bank of Canada, an estimated $1.74M sold.

Based on aggregated 13F filings for Q4 2018.