PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

42 hedge funds and large institutions have $42.4M invested in PIMCO Income Strategy Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
-5
Holders Change %
-10.64%
% of All Funds
1.21%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
16
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
Horizon Kinetics
New York
+$1.16M
2
Invesco
Invesco
Georgia
+$830K
3
Nuveen Asset Management
Nuveen Asset Management
Illinois
+$317K
4
GC
Guggenheim Capital
Illinois
+$216K
5
Creative Planning
Creative Planning
Kansas
+$208K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$529K
2
PP
Paloma Partners
Connecticut
-$373K
3
PAA
Peregrine Asset Advisers
Oregon
-$268K
4
SG Americas Securities
SG Americas Securities
New York
-$233K
5
U
UBS
Switzerland
-$140K
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$8.16M +$1.16M +98,725 +17%
RCM
2
Rivernorth Capital Management
Florida
$6.17M -$529K -45,105 -8%
BTS
3
BB&T Securities
Virginia
$3.52M +$64.5K +550 +2%
Nuveen Asset Management
4
Nuveen Asset Management
Illinois
$3.09M +$317K +27,000 +11%
Invesco
5
Invesco
Georgia
$2.61M +$830K +70,725 +47%
Morgan Stanley
6
Morgan Stanley
New York
$2.46M -$48.2K -4,112 -2%
SFS
7
Shaker Financial Services
Virginia
$2.39M -$43.2K -3,686 -2%
SIA
8
Sit Investment Associates
Minnesota
$1.78M +$82.1K +7,000 +5%
Mariner
9
Mariner
Kansas
$1.1M -$98K -8,355 -8%
Bank of America
10
Bank of America
North Carolina
$1.08M -$38.2K -3,255 -3%
GC
11
Guggenheim Capital
Illinois
$1.06M +$216K +18,438 +26%
LPL Financial
12
LPL Financial
California
$1.01M +$14.1K +1,206 +1%
SB
13
Suntrust Banks
Georgia
$956K – – –
Wells Fargo
14
Wells Fargo
California
$855K +$8.45K +721 +1%
MFS
15
MSI Financial Services
Massachusetts
$788K -$53.1K -4,523 -6%
U
16
UBS
Switzerland
$648K -$140K -11,908 -18%
NPC
17
National Planning Corporation
California
$559K -$59.2K -5,048 -10%
Creative Planning
18
Creative Planning
Kansas
$513K +$208K +17,749 +68%
SRC
19
Shufro Rose & Co
New York
$492K – – –
FFA
20
First Foundation Advisors
California
$427K – – –
HCM
21
Hollencrest Capital Management
California
$359K – – –
Citigroup
22
Citigroup
New York
$315K +$182K +15,515 +138%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$312K +$3.84K +327 +1%
KFS
24
KMS Financial Services
Washington
$297K -$88.2K -7,528 -23%
BBA
25
BLB&B Advisors
Pennsylvania
$193K -$13.7K -1,169 -7%
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