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PFL

PIMCO Income Strategy Fund

42 hedge funds and large institutions have $42.4M invested in PIMCO Income Strategy Fund in 2014 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

6% more capital invested

Capital invested by funds: $39.9M → $42.4M (+$2.49M)

0.41% more ownership

Funds ownership: 12.89%13.3% (+0.41%)

11% less funds holding

Funds holding: 4742 (-5)

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
42
Holders Change
-5
Holders Change %
-10.64%
% of All Funds
1.21%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
16
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$8.16M +$1.15M +98,725 +17%
RCM
2
Rivernorth Capital Management
Florida
$6.17M -$526K -45,105 -8%
BTS
3
BB&T Securities
Virginia
$3.52M +$6.42K +550 +2%
N
4
Nuveen
North Carolina
$3.09M +$315K +27,000 +11%
Invesco
5
Invesco
Georgia
$2.61M +$825K +70,725 +47%
Morgan Stanley
6
Morgan Stanley
New York
$2.46M -$48K -4,112 -2%
SFS
7
Shaker Financial Services
Virginia
$2.39M -$43K -3,686 -2%
SIA
8
Sit Investment Associates
Minnesota
$1.78M +$81.7K +7,000 +5%
Mariner
9
Mariner
Kansas
$1.1M -$97.5K -8,355 -8%
Bank of America
10
Bank of America
North Carolina
$1.08M -$38K -3,255 -3%
GC
11
Guggenheim Capital
Illinois
$1.06M +$215K +18,438 +26%
LPL Financial
12
LPL Financial
California
$1.01M +$14.1K +1,206 +1%
SB
13
Suntrust Banks
Georgia
$956K
Wells Fargo
14
Wells Fargo
California
$855K +$8.41K +721 +1%
MFS
15
MSI Financial Services
Massachusetts
$788K -$52.8K -4,523 -6%
U
16
UBS
Switzerland
$648K -$139K -11,908 -18%
NPC
17
National Planning Corporation
California
$559K -$58.9K -5,048 -10%
Creative Planning
18
Creative Planning
Kansas
$513K +$207K +17,749 +68%
SRC
19
Shufro Rose & Co
New York
$492K
FFA
20
First Foundation Advisors
California
$427K
HCM
21
Hollencrest Capital Management
California
$359K
Citigroup
22
Citigroup
New York
$315K +$181K +15,515 +138%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$312K +$3.81K +327 +1%
KFS
24
KMS Financial Services
Washington
$297K -$87.8K -7,528 -23%
BBA
25
BLB&B Advisors
Pennsylvania
$193K -$13.6K -1,169 -7%

PFL Hedge Fund Activity: Q1 2014 in Review

42 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q1 2014, worth a combined $42.4M — up 6.2% from $39.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PFL and 1 opened new positions — a net loss of 5 holders — while 11 trimmed existing stakes and 16 added.

The largest buyer was Horizon Kinetics, adding an estimated $1.15M. The largest seller was Rivernorth Capital Management, cutting an estimated $526K.

  • 42 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q1 2014, down from 47 in Q4 2013.
  • Funds reported $42.4M of PIMCO Income Strategy Fund stock for Q1 2014, up 6.2% quarter-over-quarter.
  • 1 fund opened new PIMCO Income Strategy Fund positions in Q1 2014 and 6 closed out, a net change of -5 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q1 2014 was Horizon Kinetics, an estimated $1.15M added.
  • The largest PIMCO Income Strategy Fund seller in Q1 2014 was Rivernorth Capital Management, an estimated $526K sold.

Based on aggregated 13F filings for Q1 2014.