PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $49M invested in PIMCO Income Strategy Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.18%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$1.75M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.05M
3
SFS
3
Shaker Financial Services
Virginia
$229K
4
VKH
4
Virtu KCG Holdings
New York
$228K
5
Creative Planning
5
Creative Planning
Kansas
$2.06M

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$10.3M
2
GC
2
Guggenheim Capital
Illinois
$1.65M
3
Invesco
3
Invesco
Georgia
$2.5M
4
CRC
4
Curi RMB Capital
Illinois
$0
5
HK
5
Horizon Kinetics
New York
$5.48M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$10.3M 960,952 -248,722 -21%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10.2M 950,839 +15,849 +2%
HK
3
Horizon Kinetics
New York
$5.48M 512,641 -64,131 -11%
Invesco
4
Invesco
Georgia
$2.5M 234,110 -78,148 -25%
Creative Planning
5
Creative Planning
Kansas
$2.06M 192,638 +19,034 +11%
Nuveen Asset Management
6
Nuveen Asset Management
Illinois
$2.02M 188,500 – –
NPC
7
National Planning Corporation
California
$2M 192,212 -2,850 -1%
LCM
8
Laurion Capital Management
New York
$1.75M 163,758 +163,758 New
GC
9
Guggenheim Capital
Illinois
$1.65M 154,430 -99,390 -39%
Morgan Stanley
10
Morgan Stanley
New York
$1.32M 123,070 +203 +0.2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.05M 98,077 +23,399 +31%
FFA
12
First Foundation Advisors
California
$891K 83,357 -4,259 -5%
BTS
13
BB&T Securities
Virginia
$818K 76,560 +5,177 +7%
SIM
14
Sonora Investment Management
Arizona
$713K 66,676 – –
SB
15
Suntrust Banks
Georgia
$611K 57,213 – –
Wells Fargo
16
Wells Fargo
California
$599K 56,028 +4,117 +8%
LPL Financial
17
LPL Financial
California
$580K 54,819 +14,276 +35%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$555K 51,899 +7,031 +16%
Bank of America
19
Bank of America
North Carolina
$494K 46,252 -3,404 -7%
SRC
20
Shufro Rose & Co
New York
– – – –
UBS Group
21
UBS Group
Switzerland
$394K 36,877 +8,786 +31%
TC
22
Telemus Capital
Michigan
$385K 36,000 – –
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$266K 24,879 +309 +1%
AG
24
Advisor Group
Arizona
$230K 21,528 +3,122 +17%
SFS
25
Shaker Financial Services
Virginia
$229K 21,407 +21,407 New
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