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PFL

PIMCO Income Strategy Fund

44 hedge funds and large institutions have $49M invested in PIMCO Income Strategy Fund in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 13

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

3% less capital invested

Capital invested by funds: $50.3M → $49M (-$1.33M)

1.21% less ownership

Funds ownership: 19.18%17.97% (-1.2%)

2% less funds holding

Funds holding: 4544 (-1)

Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$10.3M -$2.61M -248,722 -21%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$10.2M +$166K +15,849 +2%
HK
3
Horizon Kinetics
New York
$5.48M -$673K -64,131 -11%
Invesco
4
Invesco
Georgia
$2.5M -$821K -78,148 -25%
Creative Planning
5
Creative Planning
Kansas
$2.06M +$200K +19,034 +11%
N
6
Nuveen
North Carolina
$2.02M
NPC
7
National Planning Corporation
California
$2M -$29.9K -2,850 -1%
LCM
8
Laurion Capital Management
New York
$1.75M +$1.72M +163,758 New
GC
9
Guggenheim Capital
Illinois
$1.65M -$1.04M -99,390 -39%
Morgan Stanley
10
Morgan Stanley
New York
$1.31M +$2.13K +203 +0.2%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.05M +$246K +23,399 +31%
FFA
12
First Foundation Advisors
California
$891K -$44.7K -4,259 -5%
BTS
13
BB&T Securities
Virginia
$818K +$54.4K +5,177 +7%
SIM
14
Sonora Investment Management
Arizona
$713K
SB
15
Suntrust Banks
Georgia
$611K
Wells Fargo
16
Wells Fargo
California
$599K +$43.2K +4,117 +8%
LPL Financial
17
LPL Financial
California
$580K +$150K +14,276 +35%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$555K +$73.8K +7,031 +16%
Bank of America
19
Bank of America
North Carolina
$494K -$35.7K -3,404 -7%
SRC
20
Shufro Rose & Co
New York
$456K
UBS Group
21
UBS Group
Switzerland
$394K +$92.3K +8,786 +31%
TC
22
Telemus Capital
Michigan
$385K
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$266K +$3.24K +309 +1%
AG
24
Advisor Group
Arizona
$230K +$32.8K +3,122 +17%
SFS
25
Shaker Financial Services
Virginia
$229K +$225K +21,407 New

PFL Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2016, worth a combined $49M — down 2.7% from $50.3M a quarter earlier.

Fund positioning in PFL was balanced in Q3 2016: 4 funds opened new positions, 4 closed out, 15 added to existing stakes and 13 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $1.72M. The largest seller was Sit Investment Associates, cutting an estimated $2.61M.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2016, down from 45 in Q2 2016.
  • Funds reported $49M of PIMCO Income Strategy Fund stock for Q3 2016, down 2.7% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q3 2016 and 4 closed out, a net change of 0 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2016 was Laurion Capital Management, an estimated $1.72M added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2016 was Sit Investment Associates, an estimated $2.61M sold.

Based on aggregated 13F filings for Q3 2016.