PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $47.7M invested in PIMCO Income Strategy Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$7.03M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.73M
3
MIG
3
Mariner Investment Group
New York
$2.77M
4
RCM
4
Rivernorth Capital Management
Florida
$1.21M
5
SFS
5
Shaker Financial Services
Virginia
$4.67M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$1.51M
2
GC
2
Guggenheim Capital
Illinois
$3M
3
DA
3
Doliver Advisors
Texas
$0
4
HK
4
Horizon Kinetics
New York
$6.09M
5
Invesco
5
Invesco
Georgia
$3.94M
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$7.03M 726,278 +726,278 New
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.73M 694,644 +322,625 +87%
HK
3
Horizon Kinetics
New York
$6.09M 628,615 -47,987 -7%
SFS
4
Shaker Financial Services
Virginia
$4.67M 482,440 +66,429 +16%
Invesco
5
Invesco
Georgia
$3.94M 407,310 -30,991 -7%
GC
6
Guggenheim Capital
Illinois
$3M 310,161 -129,101 -29%
MIG
7
Mariner Investment Group
New York
$2.77M 286,372 +258,072 +912%
Bank of America
8
Bank of America
North Carolina
$1.51M 155,431 -635,024 -80%
Morgan Stanley
9
Morgan Stanley
New York
$1.44M 149,036 -18,613 -11%
Creative Planning
10
Creative Planning
Kansas
$1.39M 143,415 +24,074 +20%
RCM
11
Rivernorth Capital Management
Florida
$1.21M 124,564 +114,164 +1,098%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$755K 78,004 +28,731 +58%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$754K 77,919 +55,919 +254%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$651K 67,202 +828 +1%
BTS
15
BB&T Securities
Virginia
$619K 64,028 +7,938 +14%
SB
16
Suntrust Banks
Georgia
$553K 57,213 -24,312 -30%
LPL Financial
17
LPL Financial
California
$521K 53,184 -12,246 -19%
Wells Fargo
18
Wells Fargo
California
$516K 53,250 -11,763 -18%
SRC
19
Shufro Rose & Co
New York
$424K 43,900 +1,000 +2%
UBS Group
20
UBS Group
Switzerland
$419K 43,233 -4,005 -8%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$376K 38,821 -168 -0.4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$366K 37,801 +4,874 +15%
LCM
23
Landscape Capital Management
New Jersey
$348K 35,953 +35,953 New
CCP
24
Clough Capital Partners
Massachusetts
$269K 27,800 +7,400 +36%
FFA
25
First Foundation Advisors
California
$264K 27,259 -13,110 -32%
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