We are live on ! Find out more
PFL

PIMCO Income Strategy Fund
PFL

44 hedge funds and large institutions have $47.7M invested in PIMCO Income Strategy Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

5% more funds holding

Funds holding: 42 → 44 (+2)

2.47% more ownership

Funds ownership: 18.03% → 20.5% (+2.5%)

3% more capital invested

Capital invested by funds: $46.4M → $47.7M (+$1.21M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

Holders
44
Holders Change
+2
Holders Change %
+4.76%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$7.43M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.3M
3
MIG
Mariner Investment Group
New York
+$2.64M
4
RCM
Rivernorth Capital Management
Florida
+$1.17M
5
SFS
Shaker Financial Services
Virginia
+$680K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$6.5M
2
GC
Guggenheim Capital
Illinois
-$1.32M
3
DA
Doliver Advisors
Texas
-$619K
4
HK
Horizon Kinetics
New York
-$491K
5
Invesco
Invesco
Georgia
-$317K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$7.03M +$7.43M +726,278 New
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.72M +$3.3M +322,625 +87%
HK
3
Horizon Kinetics
New York
$6.08M -$491K -47,987 -7%
SFS
4
Shaker Financial Services
Virginia
$4.67M +$680K +66,429 +16%
Invesco
5
Invesco
Georgia
$3.94M -$317K -30,991 -7%
GC
6
Guggenheim Capital
Illinois
$3M -$1.32M -129,101 -29%
MIG
7
Mariner Investment Group
New York
$2.77M +$2.64M +258,072 +912%
Bank of America
8
Bank of America
North Carolina
$1.5M -$6.5M -635,024 -80%
Morgan Stanley
9
Morgan Stanley
New York
$1.44M -$190K -18,613 -11%
Creative Planning
10
Creative Planning
Kansas
$1.39M +$246K +24,074 +20%
RCM
11
Rivernorth Capital Management
Florida
$1.21M +$1.17M +114,164 +1,098%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$755K +$294K +28,731 +58%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$754K +$572K +55,919 +254%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$651K +$8.47K +828 +1%
BTS
15
BB&T Securities
Virginia
$619K +$81.2K +7,938 +14%
SB
16
Suntrust Banks
Georgia
$553K -$249K -24,312 -30%
LPL Financial
17
LPL Financial
California
$521K -$125K -12,246 -19%
Wells Fargo
18
Wells Fargo
California
$516K -$120K -11,763 -18%
SRC
19
Shufro Rose & Co
New York
$424K +$10.2K +1,000 +2%
UBS Group
20
UBS Group
Switzerland
$419K -$41K -4,005 -8%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$376K -$1.72K -168 -0.4%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$366K +$49.9K +4,874 +15%
LCM
23
Landscape Capital Management
New Jersey
$348K +$368K +35,953 New
CCP
24
Clough Capital Partners
Massachusetts
$269K +$75.7K +7,400 +36%
FFA
25
First Foundation Advisors
California
$264K -$134K -13,110 -32%
1
2

PFL Hedge Fund Activity: Q3 2015 in Review

44 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2015, worth a combined $47.7M — up 2.6% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFL positions and 3 closed out — a net gain of 2 holders — while 15 added to existing stakes and 17 trimmed.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $7.43M. The largest seller was Bank of America, cutting an estimated $6.5M.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2015, up from 42 in Q2 2015.
  • Funds reported $47.7M of PIMCO Income Strategy Fund stock for Q3 2015, up 2.6% quarter-over-quarter.
  • 5 funds opened new PIMCO Income Strategy Fund positions in Q3 2015 and 3 closed out, a net change of +2 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2015 was Sit Investment Associates, an estimated $7.43M added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2015 was Bank of America, an estimated $6.5M sold.

Based on aggregated 13F filings for Q3 2015.