PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

47 hedge funds and large institutions have $48.9M invested in PIMCO Income Strategy Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 4 closing their positions.

Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
14
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$10.3M
2
SIM
2
Sonora Investment Management
Arizona
$661K
3
TC
3
Telemus Capital
Michigan
$344K
4
PPA
4
Parametric Portfolio Associates
Washington
$1.15M
5
Creative Planning
5
Creative Planning
Kansas
$1.68M

Top Sellers

1
MIG
1
Mariner Investment Group
New York
$1.13M
2
SFS
2
Shaker Financial Services
Virginia
$4.4M
3
Invesco
3
Invesco
Georgia
$3.23M
4
SRC
4
Shufro Rose & Co
New York
$429K
5
RCM
5
Rivernorth Capital Management
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$10.3M 1,080,114 +74,321 +7%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$8.04M 841,408 +25,192 +3%
HK
3
Horizon Kinetics
New York
$5.52M 577,383 -10,582 -2%
SFS
4
Shaker Financial Services
Virginia
$4.4M 459,710 -58,324 -11%
Invesco
5
Invesco
Georgia
$3.23M 337,346 -46,256 -12%
GC
6
Guggenheim Capital
Illinois
$2.65M 276,712 -2,923 -1%
Creative Planning
7
Creative Planning
Kansas
$1.68M 175,535 +31,950 +22%
PPA
8
Parametric Portfolio Associates
Washington
$1.15M 120,377 +35,803 +42%
MIG
9
Mariner Investment Group
New York
$1.13M 118,233 -210,303 -64%
Morgan Stanley
10
Morgan Stanley
New York
$1.12M 116,618 -33,436 -22%
LPL Financial
11
LPL Financial
California
$934K 98,002 -5,181 -5%
FFA
12
First Foundation Advisors
California
$838K 87,616 +139 +0.2%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$723K 75,643 -11,711 -13%
SIM
14
Sonora Investment Management
Arizona
$661K 66,676 +66,676 New
BTS
15
BB&T Securities
Virginia
$588K 61,566 -4,388 -7%
Bank of America
16
Bank of America
North Carolina
$547K 57,263 -9,433 -14%
SB
17
Suntrust Banks
Georgia
$546K 57,213 – –
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$478K 50,186 -273 -0.5%
Wells Fargo
19
Wells Fargo
California
$460K 48,119 +369 +0.8%
NPC
20
National Planning Corporation
California
$452K 45,174 +16,397 +57%
SRC
21
Shufro Rose & Co
New York
– – -44,900 Closed
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$415K 43,360 +2,177 +5%
UBS Group
23
UBS Group
Switzerland
$382K 39,964 -4,625 -10%
TC
24
Telemus Capital
Michigan
$344K 36,000 +36,000 New
CA
25
Cornerstone Advisory
Maryland
$307K 32,068 +68 +0.2%
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