NPC
PFL

National Planning Corporation’s PIMCO Income Strategy Fund PFL Stock Holding History

National Planning Corporation’s Portfolio PFL Stock Details PFL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-181,856
Closed -$2.2M – 447
2017
Q3 		$2.2M Buy
181,856
+50,670
+39% +$612K 0.18% 121
2017
Q2 		$1.56M Buy
131,186
+41,268
+46% +$479K 0.12% 193
2017
Q1 		$1.01M Buy
89,918
+37,685
+72% +$411K 0.08% 239
2016
Q4 		$567K Sell
52,233
-139,979
-73% -$1.45M 0.04% 345
2016
Q3 		$2M Sell
192,212
-2,850
-1% -$29.9K 0.16% 137
2016
Q2 		$2.02M Buy
195,062
+149,888
+332% +$1.49M 0.16% 141
2016
Q1 		$452K Buy
45,174
+16,397
+57% +$152K 0.04% 377
2015
Q4 		$265K Buy
+28,777
New +$288K 0.02% 554
2015
Q2 		– Sell
-20,537
Closed -$235K – 671
2015
Q1 		$235K Sell
20,537
-20,251
-50% -$236K 0.02% 548
2014
Q4 		$485K Buy
40,788
+861
+2% +$10.4K 0.03% 412
2014
Q3 		$483K Sell
39,927
-2,702
-6% -$33.1K 0.04% 411
2014
Q2 		$526K Sell
42,629
-5,035
-11% -$60.6K 0.04% 382
2014
Q1 		$559K Sell
47,664
-5,048
-10% -$58.9K 0.05% 347
2013
Q4 		$597K Sell
52,712
-29,096
-36% -$336K 0.05% 327
2013
Q3 		$951K Buy
81,808
+13,632
+20% +$157K 0.09% 223
2013
Q2 		$815K Buy
+68,176
New +$885K 0.1% 206

Other funds holding PFL

Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
Creative Planning
Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
AIA
Armor Investment Advisors Raleigh, North Carolina $278M AUM 14.95% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

National Planning Corporation's PFL Position: Q4 2017 in Review

National Planning Corporation sold out of PIMCO Income Strategy Fund (PFL) in Q4 2017, closing a stake of 181,856 shares — an estimated $2.2M sold.

National Planning Corporation first reported a position in PFL in Q2 2013 and held it in 16 quarters. The position peaked at $2.2M in Q3 2017. 41 funds tracked by Wall St. Rank hold PFL as of Q4 2017.

  • National Planning Corporation reported no remaining PIMCO Income Strategy Fund position as of Q4 2017 after selling out during the quarter.
  • National Planning Corporation sold 181,856 PIMCO Income Strategy Fund shares in Q4 2017, an estimated $2.2M.
  • National Planning Corporation first reported a position in PIMCO Income Strategy Fund in Q2 2013 and held it in 16 quarters.
  • National Planning Corporation's PIMCO Income Strategy Fund position peaked at $2.2M in Q3 2017.
  • 41 funds tracked by Wall St. Rank held PIMCO Income Strategy Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.