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PFL

PIMCO Income Strategy Fund

41 hedge funds and large institutions have $35.5M invested in PIMCO Income Strategy Fund in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

11% more funds holding

Funds holding: 3741 (+4)

1.1% less ownership

Funds ownership: 13.09%11.98% (-1.1%)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

18% less capital invested

Capital invested by funds: $43.4M → $35.5M (-$7.91M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
9
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.66M +$310K +26,184 +4%
HK
2
Horizon Kinetics
New York
$2.97M -$678K -57,332 -18%
Creative Planning
3
Creative Planning
Kansas
$2.64M -$202K -17,103 -7%
LPL Financial
4
LPL Financial
California
$2.38M -$804K -67,992 -25%
Invesco
5
Invesco
Georgia
$1.79M -$151K -12,751 -8%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.71M +$66.4K +5,610 +4%
AIA
7
Armor Investment Advisors
North Carolina
$1.67M +$15.4K +1,300 +0.9%
Morgan Stanley
8
Morgan Stanley
New York
$1.58M -$95.6K -8,077 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.38M +$264K +22,330 +23%
GC
10
Guggenheim Capital
Illinois
$1.23M -$386K -32,656 -24%
Ameriprise
11
Ameriprise
Minnesota
$1.12M +$1.14M +96,101 New
BTS
12
BB&T Securities
Virginia
$995K +$12K +1,015 +1%
N
13
Nuveen
North Carolina
$847K -$11.8K -1,000 -1%
SIM
14
Sonora Investment Management
Arizona
$748K -$14.2K -1,200 -2%
SB
15
Suntrust Banks
Georgia
$668K
Wells Fargo
16
Wells Fargo
California
$589K +$106 +9 +0%
Bank of America
17
Bank of America
North Carolina
$581K +$38.3K +3,237 +7%
SRC
18
Shufro Rose & Co
New York
$489K +$496K +41,900 New
UBS Group
19
UBS Group
Switzerland
$468K
TC
20
Telemus Capital
Michigan
$420K
AG
21
Advisor Group
Arizona
$363K -$146K -12,300 -28%
FFA
22
First Foundation Advisors
California
$354K
CRC
23
Curi RMB Capital
Illinois
$350K +$354K +29,950 New
BWM
24
BerganKDV Wealth Management
Minnesota
$242K +$245K +20,725 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$225K -$35.2K -2,979 -13%

PFL Hedge Fund Activity: Q4 2017 in Review

41 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2017, worth a combined $35.5M — down 18% from $43.4M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new PFL positions and 6 closed out — a net gain of 4 holders — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $1.14M. The largest seller was Capital Wealth Planning, exiting entirely with an estimated $3.39M sold.

  • 41 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2017, up from 37 in Q3 2017.
  • Funds reported $35.5M of PIMCO Income Strategy Fund stock for Q4 2017, down 18% quarter-over-quarter.
  • 10 funds opened new PIMCO Income Strategy Fund positions in Q4 2017 and 6 closed out, a net change of +4 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2017 was Ameriprise, an estimated $1.14M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2017 was Capital Wealth Planning, an estimated $3.39M sold.

Based on aggregated 13F filings for Q4 2017.