PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

41 hedge funds and large institutions have $35.5M invested in PIMCO Income Strategy Fund in 2017 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
10
Increased
9
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$1.12M
2
SRC
Shufro Rose & Co
New York
+$489K
3
CRC
Curi RMB Capital
Illinois
+$350K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$306K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$261K

Top Sellers

1
CWP
Capital Wealth Planning
Florida
-$3.39M
2
NPC
National Planning Corporation
California
-$2.2M
3
SIA
Sit Investment Associates
Minnesota
-$982K
4
LPL Financial
LPL Financial
California
-$794K
5
HK
Horizon Kinetics
New York
-$670K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$8.66M +$306K +26,184 +4%
HK
2
Horizon Kinetics
New York
$2.97M -$670K -57,332 -18%
Creative Planning
3
Creative Planning
Kansas
$2.64M -$200K -17,103 -7%
LPL Financial
4
LPL Financial
California
$2.38M -$794K -67,992 -25%
Invesco
5
Invesco
Georgia
$1.79M -$149K -12,751 -8%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$1.71M +$65.5K +5,610 +4%
AIA
7
Armor Investment Advisors
North Carolina
$1.67M +$15.2K +1,300 +0.9%
Morgan Stanley
8
Morgan Stanley
New York
$1.58M -$94.3K -8,077 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.38M +$261K +22,330 +23%
GC
10
Guggenheim Capital
Illinois
$1.23M -$381K -32,656 -24%
Ameriprise
11
Ameriprise
Minnesota
$1.12M +$1.12M +96,101 New
BTS
12
BB&T Securities
Virginia
$995K +$11.9K +1,015 +1%
Nuveen Asset Management
13
Nuveen Asset Management
Illinois
$847K -$11.7K -1,000 -1%
SIM
14
Sonora Investment Management
Arizona
$748K -$14K -1,200 -2%
SB
15
Suntrust Banks
Georgia
$668K – – –
Wells Fargo
16
Wells Fargo
California
$589K +$105 +9 +0%
Bank of America
17
Bank of America
North Carolina
$581K +$37.8K +3,237 +7%
SRC
18
Shufro Rose & Co
New York
$489K +$489K +41,900 New
UBS Group
19
UBS Group
Switzerland
$468K – – –
TC
20
Telemus Capital
Michigan
$420K – – –
AG
21
Advisor Group
Arizona
$363K -$144K -12,300 -28%
FFA
22
First Foundation Advisors
California
$354K – – –
CRC
23
Curi RMB Capital
Illinois
$350K +$350K +29,950 New
BWM
24
BerganKDV Wealth Management
Minnesota
$242K +$242K +20,725 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$225K -$34.9K -2,979 -13%
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