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PFL

PIMCO Income Strategy Fund

44 hedge funds and large institutions have $43.6M invested in PIMCO Income Strategy Fund in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

2.88% less ownership

Funds ownership: 18.31%15.43% (-2.9%)

10% less funds holding

Funds holding: 4944 (-5)

11% less capital invested

Capital invested by funds: $49M → $43.6M (-$5.38M)

50% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 8

Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
15
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$10.4M -$497K -45,645 -5%
HK
2
Horizon Kinetics
New York
$4.12M -$387K -35,477 -9%
LPL Financial
3
LPL Financial
California
$3.21M +$2.46M +225,678 +372%
Creative Planning
4
Creative Planning
Kansas
$2.6M -$66.1K -6,066 -3%
Invesco
5
Invesco
Georgia
$2.57M +$3.25K +298 +0.1%
SIA
6
Sit Investment Associates
Minnesota
$2.29M -$4.25M -389,850 -66%
N
7
Nuveen
North Carolina
$1.85M -$251K -23,000 -12%
AIA
8
Armor Investment Advisors
North Carolina
$1.58M +$73.6K +6,750 +5%
Morgan Stanley
9
Morgan Stanley
New York
$1.45M +$108K +9,904 +8%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.32M +$118K +10,793 +10%
GC
11
Guggenheim Capital
Illinois
$1.17M +$41.9K +3,847 +4%
NPC
12
National Planning Corporation
California
$1.01M +$411K +37,685 +72%
BTS
13
BB&T Securities
Virginia
$875K +$20.9K +1,918 +3%
FFA
14
First Foundation Advisors
California
$834K
SIM
15
Sonora Investment Management
Arizona
$728K
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$722K +$69.3K +6,360 +11%
RJA
17
Raymond James & Associates
Florida
$701K +$395K +36,270 +137%
SB
18
Suntrust Banks
Georgia
$638K
RCM
19
Robinson Capital Management
Michigan
$586K +$572K +52,500 New
UBS Group
20
UBS Group
Switzerland
$585K +$8.89K +816 +2%
AG
21
Advisor Group
Arizona
$557K +$203K +18,600 +59%
Bank of America
22
Bank of America
North Carolina
$550K -$85.6K -7,852 -14%
Wells Fargo
23
Wells Fargo
California
$549K +$13K +1,194 +2%
SRC
24
Shufro Rose & Co
New York
$468K -$8.72K -800 -2%
TC
25
Telemus Capital
Michigan
$402K

PFL Hedge Fund Activity: Q1 2017 in Review

44 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q1 2017, worth a combined $43.6M — down 11% from $49M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of PFL and 4 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 15 added.

The largest buyer was LPL Financial, adding an estimated $2.46M. The largest seller was Sit Investment Associates, cutting an estimated $4.25M.

  • 44 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q1 2017, down from 49 in Q4 2016.
  • Funds reported $43.6M of PIMCO Income Strategy Fund stock for Q1 2017, down 11% quarter-over-quarter.
  • 4 funds opened new PIMCO Income Strategy Fund positions in Q1 2017 and 8 closed out, a net change of -4 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q1 2017 was LPL Financial, an estimated $2.46M added.
  • The largest PIMCO Income Strategy Fund seller in Q1 2017 was Sit Investment Associates, an estimated $4.25M sold.

Based on aggregated 13F filings for Q1 2017.