PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

44 hedge funds and large institutions have $43.6M invested in PIMCO Income Strategy Fund in 2017 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$2.53M
2
RCM
Robinson Capital Management
Michigan
+$586K
3
NPC
National Planning Corporation
California
+$425K
4
RJA
Raymond James & Associates
Florida
+$405K
5
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
+$356K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$4.35M
2
SFS
Shaker Financial Services
Virginia
-$3.4M
3
LCM
Laurion Capital Management
New York
-$3.26M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$509K
5
HK
Horizon Kinetics
New York
-$396K
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$10.4M -$509K -45,645 -5%
HK
2
Horizon Kinetics
New York
$4.12M -$396K -35,477 -9%
LPL Financial
3
LPL Financial
California
$3.21M +$2.53M +225,678 +372%
Creative Planning
4
Creative Planning
Kansas
$2.6M -$67.7K -6,066 -3%
Invesco
5
Invesco
Georgia
$2.57M +$3.33K +298 +0.1%
SIA
6
Sit Investment Associates
Minnesota
$2.29M -$4.35M -389,850 -66%
Nuveen Asset Management
7
Nuveen Asset Management
Illinois
$1.85M -$257K -23,000 -12%
AIA
8
Armor Investment Advisors
North Carolina
$1.58M +$75.3K +6,750 +5%
Morgan Stanley
9
Morgan Stanley
New York
$1.45M +$111K +9,904 +8%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.32M +$120K +10,793 +10%
GC
11
Guggenheim Capital
Illinois
$1.17M +$42.9K +3,847 +4%
NPC
12
National Planning Corporation
California
$1.01M +$425K +37,685 +72%
BTS
13
BB&T Securities
Virginia
$875K +$21.4K +1,918 +3%
FFA
14
First Foundation Advisors
California
$834K – – –
SIM
15
Sonora Investment Management
Arizona
$728K – – –
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$722K +$71K +6,360 +11%
RJA
17
Raymond James & Associates
Florida
$701K +$405K +36,270 +137%
SB
18
Suntrust Banks
Georgia
$638K – – –
RCM
19
Robinson Capital Management
Michigan
$586K +$586K +52,500 New
UBS Group
20
UBS Group
Switzerland
$585K +$9.1K +816 +2%
AG
21
Advisor Group
Arizona
$557K +$207K +18,600 +59%
Bank of America
22
Bank of America
North Carolina
$550K -$87.7K -7,852 -14%
Wells Fargo
23
Wells Fargo
California
$549K +$13.3K +1,194 +2%
SRC
24
Shufro Rose & Co
New York
$468K -$8.94K -800 -2%
TC
25
Telemus Capital
Michigan
$402K – – –
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