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PFL

PIMCO Income Strategy Fund
PFL

49 hedge funds and large institutions have $49M invested in PIMCO Income Strategy Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

45% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 11

11% more funds holding

Funds holding: 44 → 49 (+5)

0.34% more ownership

Funds ownership: 17.97% → 18.31% (+0.34%)

0% more capital invested

Capital invested by funds: $49M → $49M (+$567)

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
16
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
+$3.11M
2
LCM
Laurion Capital Management
New York
+$1.5M
3
Creative Planning
Creative Planning
Kansas
+$476K
4
SRC
Shufro Rose & Co
New York
+$442K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$304K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$3.79M
2
NPC
National Planning Corporation
California
-$1.45M
3
HK
Horizon Kinetics
New York
-$1.12M
4
GC
Guggenheim Capital
Illinois
-$550K
5
VKH
Virtu KCG Holdings
New York
-$228K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$10.4M +$304K +29,333 +3%
SIA
2
Sit Investment Associates
Minnesota
$6.29M -$3.79M -366,151 -38%
HK
3
Horizon Kinetics
New York
$4.28M -$1.12M -107,863 -21%
SFS
4
Shaker Financial Services
Virginia
$3.4M +$3.11M +300,076 +1,402%
LCM
5
Laurion Capital Management
New York
$3.26M +$1.5M +144,851 +88%
Creative Planning
6
Creative Planning
Kansas
$2.52M +$476K +45,961 +24%
Invesco
7
Invesco
Georgia
$2.43M -$46.1K -4,446 -2%
N
8
Nuveen
North Carolina
$1.99M – – –
AIA
9
Armor Investment Advisors
North Carolina
$1.43M +$1.4M +134,936 New
Morgan Stanley
10
Morgan Stanley
New York
$1.27M -$33.2K -3,203 -3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.14M +$101K +9,730 +10%
GC
12
Guggenheim Capital
Illinois
$1.07M -$550K -53,061 -34%
BTS
13
BB&T Securities
Virginia
$818K – – –
FFA
14
First Foundation Advisors
California
$790K -$89.5K -8,636 -10%
SIM
15
Sonora Investment Management
Arizona
$689K -$15.1K -1,460 -2%
LPL Financial
16
LPL Financial
California
$641K +$59.9K +5,780 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$617K +$66.7K +6,441 +12%
SB
18
Suntrust Banks
Georgia
$604K – – –
Bank of America
19
Bank of America
North Carolina
$604K +$112K +10,830 +23%
NPC
20
National Planning Corporation
California
$567K -$1.45M -139,979 -73%
UBS Group
21
UBS Group
Switzerland
$546K +$153K +14,776 +40%
Wells Fargo
22
Wells Fargo
California
$508K -$82.7K -7,980 -14%
SRC
23
Shufro Rose & Co
New York
$451K +$442K +42,700 New
TC
24
Telemus Capital
Michigan
$381K – – –
AG
25
Advisor Group
Arizona
$331K +$102K +9,812 +46%
1
2 3

PFL Hedge Fund Activity: Q4 2016 in Review

49 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2016, worth a combined $49M — up 0% from $49M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFL positions and 4 closed out — a net gain of 5 holders — while 16 added to existing stakes and 11 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $3.11M. The largest seller was Sit Investment Associates, cutting an estimated $3.79M.

  • 49 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2016, up from 44 in Q3 2016.
  • Funds reported $49M of PIMCO Income Strategy Fund stock for Q4 2016, up 0% quarter-over-quarter.
  • 9 funds opened new PIMCO Income Strategy Fund positions in Q4 2016 and 4 closed out, a net change of +5 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2016 was Shaker Financial Services, an estimated $3.11M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2016 was Sit Investment Associates, an estimated $3.79M sold.

Based on aggregated 13F filings for Q4 2016.