PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

49 hedge funds and large institutions have $49M invested in PIMCO Income Strategy Fund in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.23%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
16
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$3.4M
2
LCM
2
Laurion Capital Management
New York
$3.26M
3
AIA
3
Armor Investment Advisors
North Carolina
$1.43M
4
Creative Planning
4
Creative Planning
Kansas
$2.52M
5
SRC
5
Shufro Rose & Co
New York
$451K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$6.29M
2
NPC
2
National Planning Corporation
California
$567K
3
HK
3
Horizon Kinetics
New York
$4.28M
4
GC
4
Guggenheim Capital
Illinois
$1.07M
5
VKH
5
Virtu KCG Holdings
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$10.4M 980,172 +29,333 +3%
SIA
2
Sit Investment Associates
Minnesota
$6.29M 594,801 -366,151 -38%
HK
3
Horizon Kinetics
New York
$4.28M 404,778 -107,863 -21%
SFS
4
Shaker Financial Services
Virginia
$3.4M 321,483 +300,076 +1,402%
LCM
5
Laurion Capital Management
New York
$3.26M 308,609 +144,851 +88%
Creative Planning
6
Creative Planning
Kansas
$2.52M 238,599 +45,961 +24%
Invesco
7
Invesco
Georgia
$2.43M 229,664 -4,446 -2%
Nuveen Asset Management
8
Nuveen Asset Management
Illinois
$1.99M 188,500 – –
AIA
9
Armor Investment Advisors
North Carolina
$1.43M 134,936 +134,936 New
Morgan Stanley
10
Morgan Stanley
New York
$1.27M 119,867 -3,203 -3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.14M 107,807 +9,730 +10%
GC
12
Guggenheim Capital
Illinois
$1.07M 101,369 -53,061 -34%
BTS
13
BB&T Securities
Virginia
$818K 76,560 – –
FFA
14
First Foundation Advisors
California
$790K 74,721 -8,636 -10%
SIM
15
Sonora Investment Management
Arizona
$689K 65,216 -1,460 -2%
LPL Financial
16
LPL Financial
California
$641K 60,599 +5,780 +11%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$617K 58,340 +6,441 +12%
SB
18
Suntrust Banks
Georgia
$604K 57,213 – –
Bank of America
19
Bank of America
North Carolina
$604K 57,082 +10,830 +23%
NPC
20
National Planning Corporation
California
$567K 52,233 -139,979 -73%
UBS Group
21
UBS Group
Switzerland
$546K 51,653 +14,776 +40%
Wells Fargo
22
Wells Fargo
California
$508K 48,048 -7,980 -14%
SRC
23
Shufro Rose & Co
New York
$451K 42,700 +42,700 New
TC
24
Telemus Capital
Michigan
$381K 36,000 – –
AG
25
Advisor Group
Arizona
$331K 31,340 +9,812 +46%
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