PFL

PIMCO Income Strategy Fund
PFL

Overview Fund Activity

40 hedge funds and large institutions have $44.7M invested in PIMCO Income Strategy Fund in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
12
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$2.39M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.75M
3
Invesco
Invesco
Georgia
+$1.55M
4
AQR Capital Management
AQR Capital Management
Connecticut
+$380K
5
Goldman Sachs
Goldman Sachs
New York
+$233K

Top Sellers

1
SIA
Sit Investment Associates
Minnesota
-$1.98M
2
Mariner
Mariner
Kansas
-$990K
3
SFS
Shaker Financial Services
Virginia
-$788K
4
HK
Horizon Kinetics
New York
-$330K
5
RCM
Rivernorth Capital Management
Florida
-$280K
Name Holding Trade Value Shares
Change 		Shares
Change %
HK
1
Horizon Kinetics
New York
$9.18M -$330K -27,660 -3%
Invesco
2
Invesco
Georgia
$5.1M +$1.55M +130,193 +44%
RCM
3
Rivernorth Capital Management
Florida
$4.88M -$280K -23,434 -5%
GC
4
Guggenheim Capital
Illinois
$4.35M +$2.39M +200,185 +122%
BTS
5
BB&T Securities
Virginia
$3.92M +$226K +1,890 +6%
Nuveen Asset Management
6
Nuveen Asset Management
Illinois
$2.73M -$179K -15,000 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.19M +$1.75M +146,402 +395%
Morgan Stanley
8
Morgan Stanley
New York
$2.13M -$225K -18,839 -10%
Bank of America
9
Bank of America
North Carolina
$1.19M +$49.1K +4,111 +4%
SB
10
Suntrust Banks
Georgia
$1.09M – – –
LPL Financial
11
LPL Financial
California
$914K -$34.1K -2,826 -4%
Wells Fargo
12
Wells Fargo
California
$817K -$64.5K -5,400 -7%
Creative Planning
13
Creative Planning
Kansas
$760K -$79.5K -6,656 -9%
U
14
UBS
Switzerland
$755K +$61.1K +5,117 +9%
SRC
15
Shufro Rose & Co
New York
$512K – – –
NPC
16
National Planning Corporation
California
$483K -$32.7K -2,702 -6%
FFA
17
First Foundation Advisors
California
$471K +$159K +13,327 +51%
AQR Capital Management
18
AQR Capital Management
Connecticut
$380K +$380K +31,787 New
HCM
19
Hollencrest Capital Management
California
$365K – – –
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$341K +$19.4K +1,627 +6%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$293K +$97.4K +8,132 +50%
KFS
22
KMS Financial Services
Washington
$291K -$13.9K -1,165 -5%
Goldman Sachs
23
Goldman Sachs
New York
$233K +$233K +19,521 New
VKH
24
Virtu KCG Holdings
New York
$211K +$211K +17,670 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$205K +$205K +17,208 New
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