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PFL

PIMCO Income Strategy Fund

40 hedge funds and large institutions have $44.7M invested in PIMCO Income Strategy Fund in 2014 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

2% more capital invested

Capital invested by funds: $44M → $44.7M (+$716K)

0.64% more ownership

Funds ownership: 13.19%13.83% (+0.64%)

9% less funds holding

Funds holding: 4440 (-4)

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
1.16%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
12
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HK
1
Horizon Kinetics
New York
$9.18M -$338K -27,660 -3%
Invesco
2
Invesco
Georgia
$5.1M +$1.59M +130,193 +44%
RCM
3
Rivernorth Capital Management
Florida
$4.88M -$287K -23,434 -5%
GC
4
Guggenheim Capital
Illinois
$4.35M +$2.45M +200,185 +122%
BTS
5
BB&T Securities
Virginia
$3.92M +$23.1K +1,890 +6%
N
6
Nuveen
North Carolina
$2.73M -$183K -15,000 -6%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.19M +$1.79M +146,402 +395%
Morgan Stanley
8
Morgan Stanley
New York
$2.13M -$230K -18,839 -10%
Bank of America
9
Bank of America
North Carolina
$1.19M +$50.3K +4,111 +4%
SB
10
Suntrust Banks
Georgia
$1.09M
LPL Financial
11
LPL Financial
California
$914K -$34.6K -2,826 -4%
Wells Fargo
12
Wells Fargo
California
$817K -$66.1K -5,400 -7%
Creative Planning
13
Creative Planning
Kansas
$760K -$81.4K -6,656 -9%
U
14
UBS
Switzerland
$755K +$62.6K +5,117 +9%
SRC
15
Shufro Rose & Co
New York
$512K
NPC
16
National Planning Corporation
California
$483K -$33.1K -2,702 -6%
FFA
17
First Foundation Advisors
California
$471K +$163K +13,327 +51%
AQR Capital Management
18
AQR Capital Management
Connecticut
$380K +$389K +31,787 New
HCM
19
Hollencrest Capital Management
California
$365K
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$341K +$19.9K +1,627 +6%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$293K +$99.5K +8,132 +50%
KFS
22
KMS Financial Services
Washington
$291K -$14.3K -1,165 -5%
Goldman Sachs
23
Goldman Sachs
New York
$233K +$239K +19,521 New
VKH
24
Virtu KCG Holdings
New York
$211K +$216K +17,670 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$205K +$211K +17,208 New

PFL Hedge Fund Activity: Q3 2014 in Review

40 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q3 2014, worth a combined $44.7M — up 1.6% from $44M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of PFL and 6 opened new positions — a net loss of 4 holders — while 12 trimmed existing stakes and 13 added.

The largest buyer was Guggenheim Capital, adding an estimated $2.45M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $1.98M sold.

  • 40 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q3 2014, down from 44 in Q2 2014.
  • Funds reported $44.7M of PIMCO Income Strategy Fund stock for Q3 2014, up 1.6% quarter-over-quarter.
  • 6 funds opened new PIMCO Income Strategy Fund positions in Q3 2014 and 10 closed out, a net change of -4 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q3 2014 was Guggenheim Capital, an estimated $2.45M added.
  • The largest PIMCO Income Strategy Fund seller in Q3 2014 was Sit Investment Associates, an estimated $1.98M sold.

Based on aggregated 13F filings for Q3 2014.