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PFL

PIMCO Income Strategy Fund

36 hedge funds and large institutions have $55.7M invested in PIMCO Income Strategy Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

25% more capital invested

Capital invested by funds: $44.7M → $55.7M (+$11M)

3.53% more ownership

Funds ownership: 13.83%17.36% (+3.5%)

10% less funds holding

Funds holding: 4036 (-4)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$15.1M +$14.4M +1,189,317 +1,196%
HK
2
Horizon Kinetics
New York
$8.87M -$165K -13,599 -2%
GC
3
Guggenheim Capital
Illinois
$5.73M +$1.5M +123,632 +34%
Invesco
4
Invesco
Georgia
$5.56M +$551K +45,541 +11%
BTS
5
BB&T Securities
Virginia
$5.53M +$172K +14,220 +43%
N
6
Nuveen
North Carolina
$2.57M -$121K -10,000 -4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.18M +$28.8K +2,378 +1%
Morgan Stanley
8
Morgan Stanley
New York
$2M -$98K -8,093 -5%
SB
9
Suntrust Banks
Georgia
$957K -$121K -10,000 -11%
LPL Financial
10
LPL Financial
California
$919K +$29.1K +2,399 +3%
Creative Planning
11
Creative Planning
Kansas
$821K +$76.2K +6,293 +10%
Wells Fargo
12
Wells Fargo
California
$789K -$15.7K -1,295 -2%
UBS Group
13
UBS Group
Switzerland
$629K +$648K +53,524 New
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$574K +$294K +24,269 +99%
SRC
15
Shufro Rose & Co
New York
$504K
NPC
16
National Planning Corporation
California
$485K +$10.4K +861 +2%
FFA
17
First Foundation Advisors
California
$464K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$384K +$187K +15,467 +90%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$324K -$11.7K -965 -3%
HCM
20
Hollencrest Capital Management
California
$303K -$57.6K -4,758 -16%
Goldman Sachs
21
Goldman Sachs
New York
$235K +$5.45K +450 +2%
BBA
22
BLB&B Advisors
Pennsylvania
$153K -$13.2K -1,092 -8%
BFEC
23
Benjamin F. Edwards & Company
Missouri
$138K
CA
24
Cetera Advisors
Colorado
$133K
ONB
25
Old National Bancorp
Indiana
$119K +$123K +10,150 New

PFL Hedge Fund Activity: Q4 2014 in Review

36 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in PIMCO Income Strategy Fund (PFL) for Q4 2014, worth a combined $55.7M — up 25% from $44.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PFL and 5 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 14 added.

The largest buyer was Bank of America, adding an estimated $14.4M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $4.88M sold.

  • 36 institutional investors held PIMCO Income Strategy Fund (PFL) as of Q4 2014, down from 40 in Q3 2014.
  • Funds reported $55.7M of PIMCO Income Strategy Fund stock for Q4 2014, up 25% quarter-over-quarter.
  • 5 funds opened new PIMCO Income Strategy Fund positions in Q4 2014 and 7 closed out, a net change of -2 holders.
  • The largest PIMCO Income Strategy Fund buyer in Q4 2014 was Bank of America, an estimated $14.4M added.
  • The largest PIMCO Income Strategy Fund seller in Q4 2014 was Rivernorth Capital Management, an estimated $4.88M sold.

Based on aggregated 13F filings for Q4 2014.