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PFL

PIMCO Income Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$6.99M +$640K +81,424 +10%
GC
2
Guggenheim Capital
Illinois
$6.93M -$589K -74,960 -8%
Morgan Stanley
3
Morgan Stanley
New York
$4.69M +$45.8K +5,818 +1%
IFG
4
Independent Financial Group
California
$4.13M -$200K -25,416 -5%
LPL Financial
5
LPL Financial
California
$3.41M +$101K +12,841 +3%
HWM
6
Hohimer Wealth Management
Washington
$3.08M -$354K -45,011 -10%
Invesco
7
Invesco
Georgia
$2.75M +$135K +17,228 +5%
GA
8
GraniteShares Advisors
New York
$2.64M +$345K +43,900 +15%
SFS
9
Shaker Financial Services
Virginia
$2.35M +$1.98M +251,849 +583%
Stifel Financial
10
Stifel Financial
Missouri
$2.22M +$41.5K +5,274 +2%
CF
11
Centaurus Financial
California
$2.02M +$20.7K +2,631 +1%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$2M +$311K +39,590 +18%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.95M +$90.3K +11,484 +5%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.77M -$82.3K -10,462 -4%
Bank of America
15
Bank of America
North Carolina
$1.61M -$6.17K -784 -0.4%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.42M -$135K -17,188 -9%
Lido Advisors
17
Lido Advisors
California
$1.35M +$826K +105,068 +558%
PFPG
18
Pinnacle Financial Partners (Georgia)
Georgia
$1.11M -$5.15K -655 -0.5%
Truist Financial
19
Truist Financial
North Carolina
$741K +$12.3K +1,568 +2%
HKAM
20
Horizon Kinetics Asset Management
New York
$735K
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$648K -$47.9K -6,094 -7%
NA
22
NewEdge Advisors
Louisiana
$558K -$70K -8,897 -11%
GWM
23
Geneos Wealth Management
Colorado
$518K +$100K +12,763 +24%
Raymond James Financial
24
Raymond James Financial
Florida
$490K +$22.3K +2,840 +5%
UBS Group
25
UBS Group
Switzerland
$475K +$339K +43,108 +252%